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SI
SII Investments Portfolio holdings
AUM
$965M
1-Year Est. Return
15.44%
This Fund
S&P 500
This Quarter
Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
(-45%)
Cap. Flow
-$842M
Cap. Flow
% of AUM
-87.24%
Top 10 Holdings %
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$7.83M |
| 2 |
First Trust Smith Opportunistic Fixed Income ETF
FIXD
|
+$5.87M |
| 3 |
First Trust US Equity Opportunities ETF
FPX
|
+$2.94M |
| 4 |
Invesco Taxable Municipal Bond ETF
BAB
|
+$1.81M |
| 5 |
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
|
+$1.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Value ETF
VTV
|
+$41.1M |
| 2 |
Vanguard Growth ETF
VUG
|
+$37.8M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$32.3M |
| 4 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$29.5M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.41% |
| 2 | Industrials | 3.36% |
| 3 | Financials | 3.02% |
| 4 | Healthcare | 2.32% |
| 5 | Consumer Staples | 1.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TWX
251
DELISTED
Time Warner Inc
TWX
| $505K | 0.05% |
5,502
-683
| -11% | -$64.5K |
|
252
Xcel Energy
XEL
$50.4B
| $493K | 0.05% |
10,283
-4,878
| -32% | -$242K |
|
253
TJX Companies
TJX
$170B
| $491K | 0.05% |
12,724
-1,732
| -12% | -$62.8K |
|
254
Netflix
NFLX
$287B
| $487K | 0.05% |
25,460
-6,460
| -20% | -$124K |
|
255
First American
FAF
$7.03B
| $483K | 0.05% |
8,525
-1,230
| -13% | -$66.2K |
|
256
AdvisorShares Insider Advantage ETF
SURE
$55.6M
| $475K | 0.05% |
6,655
-139
| -2% | -$9.61K |
|
257
Aecom
ACM
$8.69B
| $471K | 0.05% |
12,952
-180
| -1% | -$6.55K |
|
|
PARA
258
DELISTED
Paramount Global Class B
PARA
| $469K | 0.05% |
8,019
-3,930
| -33% | -$226K |
|
259
Merck
MRK
$322B
| $463K | 0.05% |
8,619
-57,014
| -87% | -$3.16M |
|
260
Duke Energy
DUK
$101B
| $452K | 0.05% |
5,371
-3,794
| -41% | -$331K |
|
261
Oshkosh
OSK
$9.48B
| $452K | 0.05% |
4,980
-4,439
| -47% | -$389K |
|
262
UGI
UGI
$7.92B
| $443K | 0.05% |
9,468
-676
| -7% | -$32.3K |
|
263
Prospect Capital
PSEC
$1.06B
| $442K | 0.05% |
65,716
-6,206
| -9% | -$40.5K |
|
|
FONE
264
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
| $436K | 0.05% |
8,248
+496
| +6% | +$25.7K |
|
265
Vanguard Total World Stock ETF
VT
$76.3B
| $434K | 0.05% |
5,902
-27,744
| -82% | -$2.02M |
|
266
Halliburton
HAL
$27.3B
| $429K | 0.04% |
8,735
-4,161
| -32% | -$183K |
|
267
iShares International Equity Factor ETF
INTF
$3.52B
| $429K | 0.04% |
+14,825
| New | +$422K |
|
268
L3Harris
LHX
$55.8B
| $426K | 0.04% |
3,019
-107
| -3% | -$14.9K |
|
269
McCormick & Company Non-Voting
MKC
$13.5B
| $426K | 0.04% |
8,528
+136
| +2% | +$6.78K |
|
270
iShares Dow Jones US ETF
IYY
$2.92B
| $419K | 0.04% |
6,278
-3,104
| -33% | -$202K |
|
271
General Dynamics
GD
$103B
| $417K | 0.04% |
2,035
-298
| -13% | -$60.9K |
|
272
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$352M
| $411K | 0.04% |
9,722
+4,758
| +96% | +$199K |
|
273
Southern Company
SO
$109B
| $409K | 0.04% |
8,499
-940
| -10% | -$47.9K |
|
274
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.3M
| $403K | 0.04% |
7,937
+2,550
| +47% | +$130K |
|
275
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.58B
| $394K | 0.04% |
8,363
-4,321
| -34% | -$204K |
|
Similar funds
TAM
GES
AS
QAM
BTIS
GL
IH
HHC
SII Investments's Q4 2017 Portfolio in Review
As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.2% a quarter earlier, followed by Industrials and Financials.
Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.
- SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
- SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
- SII Investments's biggest Q4 2017 reduction was Vanguard Value ETF, cutting an estimated $41.1M.
- SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
- SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
- SII Investments opened 41 new positions and closed 244 in Q4 2017.
- SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.
Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.