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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+4.33%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$965M
AUM Growth
-$785M
Cap. Flow
-$842M
Cap. Flow %
-87.24%
Top 10 Hldgs %
29.8%
Holding
641
New
41
Increased
64
Reduced
277
Closed
244

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.83M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.87M
3
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.94M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.81M
5
BSJM
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
+$1.8M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$41.1M
2
VUG icon
Vanguard Growth ETF
VUG
+$37.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.3M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$29.5M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$23M

Sector Composition

Rank Sector Weight
1 Technology 3.41%
2 Industrials 3.36%
3 Financials 3.02%
4 Healthcare 2.32%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
201
Vanguard Small-Cap Value ETF
VBR
$36.8B
$687K 0.07%
5,154
-2,731
-35% -$355K
EXG icon
202
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$681K 0.07%
72,762
-100
-0.1% -$935
RSP icon
203
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$674K 0.07%
6,641
-5,689
-46% -$558K
NI icon
204
NiSource
NI
$22.4B
$671K 0.07%
26,180
+1,146
+5% +$30.4K
OC icon
205
Owens Corning
OC
$11.2B
$662K 0.07%
7,212
-903
-11% -$76.1K
SYF icon
206
Synchrony
SYF
$23.3B
$662K 0.07%
+16,850
New +$577K
VBK icon
207
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$653K 0.07%
4,076
-3,184
-44% -$500K
BX icon
208
Blackstone
BX
$152B
$643K 0.07%
20,147
-4,709
-19% -$153K
DHI icon
209
D.R. Horton
DHI
$39.9B
$642K 0.07%
12,570
-949
-7% -$44.2K
GOOG icon
210
Alphabet (Google) Class C
GOOG
$3.88T
$641K 0.07%
12,260
-15,340
-56% -$781K
KR icon
211
Kroger
KR
$34.2B
$641K 0.07%
23,409
-215,791
-90% -$5.03M
ABT icon
212
Abbott
ABT
$175B
$630K 0.07%
11,029
-264
-2% -$14.6K
BUD icon
213
AB InBev
BUD
$155B
$630K 0.07%
5,674
+3,219
+131% +$379K
GS icon
214
Goldman Sachs
GS
$317B
$628K 0.07%
2,475
-4,009
-62% -$983K
XLE icon
215
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$619K 0.06%
17,228
-10,750
-38% -$370K
DCT
216
DELISTED
DCT Industrial Trust Inc.
DCT
$619K 0.06%
10,540
-1,684
-14% -$99.7K
OEF icon
217
iShares S&P 100 ETF
OEF
$19.8B
$618K 0.06%
5,225
+2,405
+85% +$277K
SLB icon
218
SLB Ltd
SLB
$70.6B
$617K 0.06%
9,209
+3,335
+57% +$216K
ALL icon
219
Allstate
ALL
$65.5B
$612K 0.06%
5,857
-43,491
-88% -$4.28M
FIF
220
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$611K 0.06%
34,250
+68
+0.2% +$1.24K
SLF icon
221
Sun Life Financial
SLF
$45.1B
$610K 0.06%
14,777
-300
-2% -$12K
EES icon
222
WisdomTree US SmallCap Earnings Fund
EES
$714M
$609K 0.06%
+16,797
New +$598K
AJG icon
223
Arthur J. Gallagher & Co
AJG
$62.2B
$602K 0.06%
9,543
-221
-2% -$14.1K
IAT icon
224
iShares US Regional Banks ETF
IAT
$680M
$602K 0.06%
12,274
+2,359
+24% +$113K
EWBC icon
225
East-West Bancorp
EWBC
$17.9B
$600K 0.06%
9,767
-390
-4% -$23.2K
7 8
9
10 11

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TAM
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GES
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AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q4 2017 Portfolio in Review

As of Q4 2017, SII Investments held 641 positions worth $965M, down 45% from $1.75B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

SII Investments withdrew a net $842M in Q4 2017, closing 244 positions and reducing 277 holdings. Its most notable exit was Norfolk Southern, an estimated $6.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.2% a quarter earlier, followed by Industrials and Financials.

Against the trend, SII Investments opened a new position in First Trust Global Tactical Commodity Strategy Fund worth $7.93M.

  • SII Investments's largest Q4 2017 buy was First Trust Global Tactical Commodity Strategy Fund: 382,732 shares worth $7.93M.
  • SII Investments added most to First Trust US Equity Opportunities ETF in Q4 2017, an estimated $2.94M increase.
  • SII Investments's biggest Q4 2017 reduction was Vanguard Value ETF, cutting an estimated $41.1M.
  • SII Investments fully exited Norfolk Southern in Q4 2017, selling an estimated $6.61M.
  • SII Investments's ten largest holdings make up 30% of its $965M portfolio in Q4 2017.
  • SII Investments opened 41 new positions and closed 244 in Q4 2017.
  • SII Investments's portfolio value fell 45% quarter-over-quarter to $965M.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.