SII Investments’s First Trust Industrials/Producer Durables AlphaDEX Fund FXR Stock Holding History

SII Investments’s Portfolio FXR Stock Details FXR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-21,869	Closed	-$599K	–	609
2016 Q2	$599K	Buy	+21,869	New	+$612K	0.05%	275
2015 Q3	–	Sell	-18,428	Closed	-$546K	–	564
2015 Q2	$546K	Buy	18,428 +10,371	+129%	+$322K	0.06%	269
2015 Q1	$249K	Sell	8,057 -660	-8%	-$20.1K	0.03%	449
2014 Q4	$263K	Buy	+8,717	New	+$259K	0.03%	401

Other funds holding FXR

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.57B AUM 25.77% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

SII Investments's FXR Position: Q3 2016 in Review

SII Investments sold out of First Trust Industrials/Producer Durables AlphaDEX Fund (FXR) in Q3 2016, closing a stake of 21,869 shares — an estimated $599K sold.

SII Investments first reported a position in FXR in Q4 2014 and held it in 4 quarters. The position peaked at $599K in Q2 2016. 53 funds tracked by Wall St. Rank hold FXR as of Q3 2016.

SII Investments reported no remaining First Trust Industrials/Producer Durables AlphaDEX Fund position as of Q3 2016 after selling out during the quarter.
SII Investments sold 21,869 First Trust Industrials/Producer Durables AlphaDEX Fund shares in Q3 2016, an estimated $599K.
SII Investments first reported a position in First Trust Industrials/Producer Durables AlphaDEX Fund in Q4 2014 and held it in 4 quarters.
SII Investments's First Trust Industrials/Producer Durables AlphaDEX Fund position peaked at $599K in Q2 2016.
53 funds tracked by Wall St. Rank held First Trust Industrials/Producer Durables AlphaDEX Fund as of Q3 2016.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.