SII Investments’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

SII Investments’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-10,373	Closed	-$169K	–	566
2015 Q1	$169K	Hold	10,373	–	–	0.02%	499
2014 Q4	$165K	Hold	10,373	–	–	0.02%	475
2014 Q3	$178K	Sell	10,373 -6,665	-39%	-$117K	0.02%	468
2014 Q2	$311K	Sell	17,038 -402	-2%	-$7.21K	0.04%	347
2014 Q1	$304K	Sell	17,440 -15,166	-47%	-$267K	0.06%	298
2013 Q4	$560K	Sell	32,606 -1,951	-6%	-$33.9K	0.1%	221
2013 Q3	$606K	Sell	34,557 -782	-2%	-$13.6K	0.14%	163
2013 Q2	$621K	Buy	+35,339	New	+$655K	0.13%	181

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SII Investments's FSD Position: Q2 2015 in Review

SII Investments sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q2 2015, closing a stake of 10,373 shares — an estimated $169K sold.

SII Investments first reported a position in FSD in Q2 2013 and held it in 8 quarters. The position peaked at $621K in Q2 2013. 59 funds tracked by Wall St. Rank hold FSD as of Q2 2015.

SII Investments reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q2 2015 after selling out during the quarter.
SII Investments sold 10,373 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q2 2015, an estimated $169K.
SII Investments first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2013 and held it in 8 quarters.
SII Investments's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $621K in Q2 2013.
59 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q2 2015.

Based on SII Investments's 13F filing for Q2 2015, filed 3 Aug 2015.