Sigma Planning Corp’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Sigma Planning Corp’s Portfolio SNLN Stock Details SNLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-11,548	Closed	-$209K	–	1013
2018 Q2	$209K	Buy	+11,548	New	+$211K	0.01%	813
2018 Q1	–	Sell	-10,248	Closed	-$186K	–	926
2017 Q4	$186K	Sell	10,248 -2,300	-18%	-$42K	0.01%	782
2017 Q3	$230K	Sell	12,548 -3,600	-22%	-$66.1K	0.02%	714
2017 Q2	$297K	Sell	16,148 -2,596	-14%	-$48.1K	0.03%	578
2017 Q1	$348K	Buy	18,744 +7,400	+65%	+$138K	0.03%	521
2016 Q4	$213K	Buy	+11,344	New	+$211K	0.02%	619
2016 Q3	–	Sell	-13,118	Closed	-$241K	–	785
2016 Q2	$241K	Buy	+13,118	New	+$242K	0.03%	553

Other funds holding SNLN

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Sigma Planning Corp's SNLN Position: Q3 2018 in Review

Sigma Planning Corp sold out of Highland/iBoxx Senior Loan ETF (SNLN) in Q3 2018, closing a stake of 11,548 shares — an estimated $209K sold.

Sigma Planning Corp first reported a position in SNLN in Q2 2016 and held it in 7 quarters. The position peaked at $348K in Q1 2017. 64 funds tracked by Wall St. Rank hold SNLN as of Q3 2018.

Sigma Planning Corp reported no remaining Highland/iBoxx Senior Loan ETF position as of Q3 2018 after selling out during the quarter.
Sigma Planning Corp sold 11,548 Highland/iBoxx Senior Loan ETF shares in Q3 2018, an estimated $209K.
Sigma Planning Corp first reported a position in Highland/iBoxx Senior Loan ETF in Q2 2016 and held it in 7 quarters.
Sigma Planning Corp's Highland/iBoxx Senior Loan ETF position peaked at $348K in Q1 2017.
64 funds tracked by Wall St. Rank held Highland/iBoxx Senior Loan ETF as of Q3 2018.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.