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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+72.82%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$481M
AUM Growth
+$78.2M
Cap. Flow
-$17.9M
Cap. Flow %
-3.72%
Top 10 Hldgs %
44.13%
Holding
441
New
91
Increased
68
Reduced
104
Closed
73

Top Buys

Rank Stock Value
1
CRC
California Resources Corporation
CRC
+$5.6M
2
WLL
Whiting Petroleum Corporation
WLL
+$4.17M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.49M
4
APA icon
APA Corp
APA
+$818K
5
ACP
abrdn Income Credit Strategies Fund
ACP
+$700K

Top Sells

Rank Stock Value
1
CWEI
Clayton Williams Energy, Inc.
CWEI
+$7.59M
2
CIVI
Civitas Resources
CIVI
+$3.48M
3
XEC
CIMAREX ENERGY CO
XEC
+$3.04M
4
CPE
Callon Petroleum Company
CPE
+$2.36M
5
PXD
Pioneer Natural Resource Co.
PXD
+$2.18M

Sector Composition

Rank Sector Weight
1 Energy 45.16%
2 Healthcare 6.1%
3 Financials 4.68%
4 Industrials 3.86%
5 Real Estate 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFIL icon
176
RF Industries
RFIL
$116M
$372K 0.08%
206,647
+112,700
+120% +$243K
DDE
177
DELISTED
Dover Downs Gaming & Entertain
DDE
$361K 0.08%
333,911
-27,600
-8% -$28.9K
FHI icon
178
Federated Hermes
FHI
$4.56B
$358K 0.07%
12,092
– –
F icon
179
Ford
F
$60.9B
$355K 0.07%
29,395
-1,883
-6% -$23.8K
FNF icon
180
Fidelity National Financial
FNF
$14.4B
$354K 0.07%
13,828
– –
MR
181
DELISTED
Montage Resources Corporation Common Stock
MR
$354K 0.07%
7,180
-537
-7% -$25.7K
TTP
182
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$350K 0.07%
4,130
– –
ATKR icon
183
Atkore
ATKR
$2.41B
$346K 0.07%
18,487
-4,513
-20% -$78.1K
MSA icon
184
Mine Safety
MSA
$6.79B
$341K 0.07%
5,878
-2,305
-28% -$129K
HONE
185
DELISTED
HarborOne Bancorp
HONE
$339K 0.07%
+38,593
New +$305K
LGI
186
Lazard Global Total Return & Income Fund
LGI
$233M
$336K 0.07%
24,035
– –
VTRS icon
187
Viatris
VTRS
$20.8B
$332K 0.07%
8,700
– –
MATV icon
188
Mativ Holdings
MATV
$479M
$327K 0.07%
8,472
– –
NXGN
189
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$326K 0.07%
28,762
+6,500
+29% +$78K
OTEL
190
DELISTED
Otelco, Inc. Class A
OTEL
$323K 0.07%
75,400
+12,595
+20% +$54.1K
NHS
191
Neuberger High Yield Strategies Fund Inc
NHS
$250M
$322K 0.07%
27,130
– –
PENN icon
192
PENN Entertainment
PENN
$2.84B
$319K 0.07%
+23,523
New +$331K
FUN icon
193
Cedar Fair
FUN
$1.88B
$318K 0.07%
+5,551
New +$330K
NIE
194
Virtus Equity & Convertible Income Fund
NIE
$706M
$317K 0.07%
16,960
– –
TOWR
195
DELISTED
Tower International, Inc.
TOWR
$316K 0.07%
13,129
-1,000
-7% -$22.9K
GM icon
196
General Motors
GM
$80.9B
$310K 0.06%
9,763
– –
PYPL icon
197
PayPal
PYPL
$50.3B
$309K 0.06%
7,539
– –
CXW icon
198
CALL
CoreCivic
CXW
$2.94B
$305K 0.06%
+22,000
New +$525K
VSTO
199
DELISTED
Vista Outdoor Inc.
VSTO
$303K 0.06%
+7,600
New +$336K
FMC icon
200
FMC
FMC
$1.25B
$297K 0.06%
7,089
-2,733
-28% -$113K
6 7
8
9 10

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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2016 Portfolio in Review

As of Q3 2016, Shepherd Kaplan Krochuk held 441 positions worth $481M, up 19% from $402M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $17.9M in Q3 2016, closing 73 positions and reducing 104 holdings. Its most notable exit was Civitas Resources, an estimated $3.48M position sold in full.

By sector, the portfolio is most concentrated in Energy at 45% of assets, down from 46% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in APA Corp worth $955K.

  • Shepherd Kaplan Krochuk's largest Q3 2016 buy was APA Corp: 14,959 shares worth $955K.
  • Shepherd Kaplan Krochuk added most to California Resources Corporation in Q3 2016, an estimated $5.6M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2016 reduction was Clayton Williams Energy, Inc., cutting an estimated $7.59M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2016, selling an estimated $3.48M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $481M portfolio in Q3 2016.
  • Shepherd Kaplan Krochuk opened 91 new positions and closed 73 in Q3 2016.
  • Shepherd Kaplan Krochuk's portfolio value rose 19% quarter-over-quarter to $481M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2016, filed 14 Nov 2016.