We are live on ! Find out more
SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-21.16%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$376M
AUM Growth
-$156M
Cap. Flow
-$25.1M
Cap. Flow %
-6.67%
Top 10 Hldgs %
41.68%
Holding
516
New
82
Increased
66
Reduced
181
Closed
127

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$5.55M
2
XEC
CIMAREX ENERGY CO
XEC
+$2.64M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.35M
4
WLL
Whiting Petroleum Corporation
WLL
+$2.13M
5
CTRA
Coterra Energy
CTRA
+$1.69M

Top Sells

Rank Stock Value
1
CIE
Cobalt International Energy, Inc
CIE
+$4.38M
2
TGI
Triumph Group
TGI
+$2.57M
3
CVS icon
CVS Health
CVS
+$1.63M
4
CPRT icon
Copart
CPRT
+$1.38M
5
NPO icon
Enpro
NPO
+$1.26M

Sector Composition

Rank Sector Weight
1 Energy 46.83%
2 Healthcare 8.42%
3 Financials 6.31%
4 Real Estate 4.76%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNDM icon
176
Tandem Diabetes Care
TNDM
$1.27B
$323K 0.09%
3,666
+1,443
+65% +$168K
PLOW icon
177
Douglas Dynamics
PLOW
$992M
$316K 0.08%
15,919
-10,161
-39% -$216K
STJ
178
DELISTED
St Jude Medical
STJ
$315K 0.08%
5,000
– –
VALE icon
179
Vale
VALE
$62.3B
$312K 0.08%
74,200
– –
AZTA icon
180
Azenta
AZTA
$1.3B
$305K 0.08%
26,000
-52,119
-67% -$561K
LGI
181
Lazard Global Total Return & Income Fund
LGI
$233M
$301K 0.08%
24,035
– –
AEY
182
DELISTED
ADDvantage Technologies Group
AEY
$300K 0.08%
13,405
-100
-0.7% -$2.3K
BEAT
183
DELISTED
BioTelemetry, Inc.
BEAT
$299K 0.08%
24,410
-8,878
-27% -$113K
WPM icon
184
Wheaton Precious Metals
WPM
$49.7B
$296K 0.08%
24,654
-29,800
-55% -$389K
AA icon
185
Alcoa
AA
$11.3B
$290K 0.08%
12,484
– –
JBL icon
186
Jabil
JBL
$30.1B
$290K 0.08%
13,000
-13,312
-51% -$264K
FFA
187
First Trust Enhanced Equity Income Fund
FFA
$446M
$288K 0.08%
23,170
– –
RIGL icon
188
Rigel Pharmaceuticals
RIGL
$723M
$288K 0.08%
11,668
+2,964
+34% +$88.5K
NIE
189
Virtus Equity & Convertible Income Fund
NIE
$706M
$287K 0.08%
16,690
– –
SVT
190
DELISTED
Servotronics
SVT
$285K 0.08%
42,419
-9,000
-18% -$63K
CNCE
191
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$282K 0.08%
15,002
– –
ENG
192
DELISTED
ENGlobal Corp
ENG
$281K 0.07%
34,020
+8,625
+34% +$78.3K
FCFS icon
193
PUT
FirstCash
FCFS
$8.77B
$280K 0.07%
+7,000
New +$287K
VWO icon
194
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$280K 0.07%
8,450
-100
-1% -$3.63K
GLMD icon
195
Galmed Pharmaceuticals
GLMD
$4.62M
$278K 0.07%
208
– –
FMC icon
196
FMC
FMC
$1.25B
$275K 0.07%
9,366
– –
NRO
197
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$273K 0.07%
62,094
– –
ADMS
198
DELISTED
Adamas Pharmaceuticals
ADMS
$273K 0.07%
16,294
– –
SYK icon
199
Stryker
SYK
$135B
$270K 0.07%
2,869
– –
USNA icon
200
Usana Health Sciences
USNA
$419M
$269K 0.07%
+4,008
New +$283K
6 7
8
9 10

Similar funds

CA
Commerce Advisors Memphis, Tennessee $119M AUM
VA
Valor Advisors Miami, Florida $119M AUM
TCM
Tao Capital Management San Francisco, California $119M AUM 87.46% 1-Year Est. Return
SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
McCartney Wealth Management Clayton, Missouri $119M AUM
HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
White Knight Strategic Wealth Advisors Princeton, New Jersey $119M AUM 24.94% 1-Year Est. Return
KL
Keenan LLC Boston, Massachusetts $119M AUM

Shepherd Kaplan Krochuk's Q3 2015 Portfolio in Review

As of Q3 2015, Shepherd Kaplan Krochuk held 516 positions worth $376M, down 29% from $532M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $25.1M in Q3 2015, closing 127 positions and reducing 181 holdings. Its most notable exit was Cobalt International Energy, Inc, an estimated $4.38M position sold in full.

By sector, the portfolio is most concentrated in Energy at 47% of assets, up from 45% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Diamondback Energy worth $1.39M.

  • Shepherd Kaplan Krochuk's largest Q3 2015 buy was Diamondback Energy: 21,540 shares worth $1.39M.
  • Shepherd Kaplan Krochuk added most to CONCHO RESOURCES INC. in Q3 2015, an estimated $5.55M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2015 reduction was CVS Health, cutting an estimated $1.63M.
  • Shepherd Kaplan Krochuk fully exited Cobalt International Energy, Inc in Q3 2015, selling an estimated $4.38M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 42% of its $376M portfolio in Q3 2015.
  • Shepherd Kaplan Krochuk opened 82 new positions and closed 127 in Q3 2015.
  • Shepherd Kaplan Krochuk's portfolio value fell 29% quarter-over-quarter to $376M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2015, filed 16 Nov 2015.