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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+19.94%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$620M
AUM Growth
+$113M
Cap. Flow
+$33.9M
Cap. Flow %
5.48%
Top 10 Hldgs %
28.11%
Holding
732
New
131
Increased
102
Reduced
153
Closed
156

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$9.57M
2
SN
Sanchez Energy Corporation
SN
+$6.53M
3
GPOR
Gulfport Energy Corp.
GPOR
+$5.21M
4
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$4.74M
5
WLT
WALTER ENERGY INC COM STK (DE)
WLT
+$4.57M

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$7.27M
2
MTDR icon
Matador Resources
MTDR
+$5.99M
3
ROSE
ROSETTA RESOURCES INC
ROSE
+$5.24M
4
PXD
Pioneer Natural Resource Co.
PXD
+$4.4M
5
GDI
GARDNER DENVER,INC
GDI
+$3.73M

Sector Composition

Rank Sector Weight
1 Energy 36.39%
2 Healthcare 7.26%
3 Materials 6.93%
4 Industrials 6.79%
5 Real Estate 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
176
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$645K 0.1%
7,360
– –
MASC
177
DELISTED
MATERIAL SCIENCES CORP
MASC
$638K 0.1%
67,996
-4
-0% -$39
XLF icon
178
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$637K 0.1%
+36,453
New +$646K
UAA icon
179
PUT
Under Armour
UAA
$3.01B
$636K 0.1%
32,227
+11,682
+57% +$205K
CE icon
180
Celanese
CE
$4.82B
$633K 0.1%
12,000
– –
USAC icon
181
USA Compression Partners
USAC
$3.69B
$631K 0.1%
26,500
– –
PIPR icon
182
Piper Sandler
PIPR
$4.99B
$617K 0.1%
72,000
-14,000
-16% -$118K
IMOS
183
ChipMOS TECHNOLOGIES
IMOS
$1.59B
$611K 0.1%
30,856
-6,353
-17% -$120K
GDXJ icon
184
VanEck Junior Gold Miners ETF
GDXJ
$6.86B
$592K 0.1%
14,524
+324
+2% +$13.9K
ATMI
185
DELISTED
A T M I INC
ATMI
$585K 0.09%
22,071
– –
RMTI icon
186
Rockwell Medical
RMTI
$27.2M
$580K 0.09%
463
+230
+99% +$156K
TOWR
187
DELISTED
Tower International, Inc.
TOWR
$580K 0.09%
+29,000
New +$617K
RVT icon
188
Royce Value Trust
RVT
$2.19B
$578K 0.09%
38,905
+1,583
+4% +$23.1K
MD icon
189
Pediatrix Medical
MD
$2.2B
$569K 0.09%
11,342
– –
IDTI
190
DELISTED
Integrated Device Technology I
IDTI
$565K 0.09%
60,000
-14,099
-19% -$125K
OI icon
191
O-I Glass
OI
$1.18B
$558K 0.09%
18,588
– –
OA
192
DELISTED
Orbital ATK, Inc.
OA
$556K 0.09%
5,698
-1,000
-15% -$94.9K
BOE icon
193
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$552K 0.09%
+39,470
New +$547K
TLT icon
194
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$537K 0.09%
5,050
+404
+9% +$42.8K
ATEC icon
195
Alphatec Holdings
ATEC
$1.48B
$531K 0.09%
22,445
+1,167
+5% +$29.6K
EXPR
196
DELISTED
Express, Inc.
EXPR
$531K 0.09%
1,125
– –
BAMM
197
DELISTED
BOOKS-A-MILLION INC
BAMM
$531K 0.09%
219,248
-20,000
-8% -$48.4K
MHK icon
198
Mohawk Industries
MHK
$6.91B
$528K 0.09%
4,053
– –
ZGNX
199
DELISTED
Zogenix, Inc.
ZGNX
$517K 0.08%
34,908
– –
MRK icon
200
Merck
MRK
$322B
$512K 0.08%
11,264
– –
6 7
8
9 10

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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2013 Portfolio in Review

As of Q3 2013, Shepherd Kaplan Krochuk held 732 positions worth $620M, up 22% from $507M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shepherd Kaplan Krochuk deployed $33.9M of net new capital in Q3 2013, opening 131 new positions and adding to 102 existing holdings. Its largest new stake was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.

By sector, the portfolio is most concentrated in Energy at 36% of assets, up from 32% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Pioneer Natural Resource Co., an estimated $4.4M trimmed.

  • Shepherd Kaplan Krochuk's largest Q3 2013 buy was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.
  • Shepherd Kaplan Krochuk added most to Valero Energy in Q3 2013, an estimated $9.57M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2013 reduction was Pioneer Natural Resource Co., cutting an estimated $4.4M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2013, selling an estimated $7.27M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 28% of its $620M portfolio in Q3 2013.
  • Shepherd Kaplan Krochuk opened 131 new positions and closed 156 in Q3 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 22% quarter-over-quarter to $620M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2013, filed 14 Nov 2013.