Shepherd Kaplan Krochuk’s Zogenix, Inc. ZGNX Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio ZGNX Stock Details ZGNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-27,370	Closed	-$369K	–	480
2015 Q3	$369K	Buy	27,370 +10,395	+61%	+$187K	0.1%	161
2015 Q2	$228K	Buy	+16,975	New	+$208K	0.04%	276
2014 Q1	–	Sell	-32,769	Closed	-$902K	–	688
2013 Q4	$902K	Sell	32,769 -2,139	-6%	-$48K	0.11%	148
2013 Q3	$517K	Hold	34,908	–	–	0.08%	199
2013 Q2	$478K	Buy	+34,908	New	+$447K	0.09%	199

Other funds holding ZGNX

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

RCM

RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

GPP

Great Point Partners Greenwich, Connecticut $435M AUM 318.81% 1-Year Est. Return

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

BBA

Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Shepherd Kaplan Krochuk's ZGNX Position: Q4 2015 in Review

Shepherd Kaplan Krochuk sold out of Zogenix, Inc. (ZGNX) in Q4 2015, closing a stake of 27,370 shares — an estimated $369K sold.

Shepherd Kaplan Krochuk first reported a position in ZGNX in Q2 2013 and held it in 5 quarters. The position peaked at $902K in Q4 2013. 101 funds tracked by Wall St. Rank hold ZGNX as of Q4 2015.

Shepherd Kaplan Krochuk reported no remaining Zogenix, Inc. position as of Q4 2015 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 27,370 Zogenix, Inc. shares in Q4 2015, an estimated $369K.
Shepherd Kaplan Krochuk first reported a position in Zogenix, Inc. in Q2 2013 and held it in 5 quarters.
Shepherd Kaplan Krochuk's Zogenix, Inc. position peaked at $902K in Q4 2013.
101 funds tracked by Wall St. Rank held Zogenix, Inc. as of Q4 2015.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2015, filed 16 Feb 2016.