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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-2.67%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$137M
AUM Growth
-$4.76M
Cap. Flow
-$762K
Cap. Flow %
-0.56%
Top 10 Hldgs %
34.06%
Holding
178
New
17
Increased
33
Reduced
21
Closed
18

Top Buys

Rank Stock Value
1
OEC icon
Orion
OEC
+$801K
2
CNR
Core Natural Resources Inc
CNR
+$750K
3
MMSI icon
Merit Medical Systems
MMSI
+$678K
4
AAL icon
American Airlines Group
AAL
+$466K
5
SU icon
Suncor Energy
SU
+$400K

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$734K
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$409K
3
QCOM icon
Qualcomm
QCOM
+$373K
4
CET
Central Securities Corp
CET
+$349K
5
FLEX icon
Flex
FLEX
+$330K

Sector Composition

Rank Sector Weight
1 Financials 16.08%
2 Energy 12.31%
3 Healthcare 9.12%
4 Industrials 8.49%
5 Materials 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGZ
151
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$134K 0.1%
12,030
– –
CVE icon
152
Cenovus Energy
CVE
$53.9B
$131K 0.1%
+14,000
New +$127K
STEW
153
SRH Total Return Fund
STEW
$1.78B
$130K 0.1%
11,600
– –
JOF
154
Japan Smaller Capitalization Fund
JOF
$315M
$110K 0.08%
12,500
– –
REED
155
DELISTED
Reeds, Inc. Common Stock
REED
$101K 0.07%
+1,560
New +$193K
AR icon
156
Antero Resources
AR
$10.9B
$77K 0.06%
25,333
– –
KGC icon
157
Kinross Gold
KGC
$27.5B
$76K 0.06%
16,500
– –
NSLR
158
Neostellar Capital Corp
NSLR
$261M
$72K 0.05%
+13,700
New +$73.9K
AR icon
159
CALL
Antero Resources
AR
$10.9B
$63K 0.05%
+21,000
New +$85.6K
RRC icon
160
CALL
Range Resources
RRC
$9.29B
$53K 0.04%
+14,000
New +$67.2K
ADX icon
161
Adams Diversified Equity Fund
ADX
$3.06B
– –
-13,590
Closed -$210K
BDJ icon
162
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
– –
-26,970
Closed -$239K
BTZ icon
163
BlackRock Credit Allocation Income Trust
BTZ
$931M
– –
-13,010
Closed -$169K
CET
164
Central Securities Corp
CET
$1.55B
– –
-11,430
Closed -$349K
CKPT
165
DELISTED
Checkpoint Therapeutics
CKPT
– –
-1,000
Closed -$30K
EAD
166
Allspring Income Opportunities Fund
EAD
$372M
– –
-33,690
Closed -$278K
FLEX icon
167
Flex
FLEX
$38.3B
– –
-45,698
Closed -$330K
IBB icon
168
iShares Biotechnology ETF
IBB
$9.46B
– –
-1,856
Closed -$202K
IWD icon
169
iShares Russell 1000 Value ETF
IWD
$81.9B
– –
-1,846
Closed -$235K
JHI
170
John Hancock Investors Trust
JHI
$114M
– –
-16,630
Closed -$273K
KBE icon
171
State Street SPDR S&P Bank ETF
KBE
$1.65B
– –
-5,902
Closed -$256K
KRE icon
172
State Street SPDR S&P Regional Banking ETF
KRE
$4.53B
– –
-7,659
Closed -$409K
QCOM icon
173
Qualcomm
QCOM
$169B
– –
-4,900
Closed -$373K
THQ
174
abrdn Healthcare Opportunities Fund
THQ
$789M
– –
-11,210
Closed -$200K
VBR icon
175
Vanguard Small-Cap Value ETF
VBR
$37.3B
– –
-1,543
Closed -$201K
4 5 6
7
8

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MWM
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HPM
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KL
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Shepherd Kaplan Krochuk's Q3 2019 Portfolio in Review

As of Q3 2019, Shepherd Kaplan Krochuk held 178 positions worth $137M, down 3.4% from $141M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2019 filing shows 17 new, 33 increased, 21 reduced and 18 closed positions. Its largest new stake was Merit Medical Systems: 16,750 shares worth $510K. The largest sale was Walgreens Boots Alliance, an estimated $734K.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Energy and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2019 buy was Merit Medical Systems: 16,750 shares worth $510K.
  • Shepherd Kaplan Krochuk added most to Orion in Q3 2019, an estimated $801K increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2019 reduction was Walgreens Boots Alliance, cutting an estimated $734K.
  • Shepherd Kaplan Krochuk fully exited State Street SPDR S&P Regional Banking ETF in Q3 2019, selling an estimated $409K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 34% of its $137M portfolio in Q3 2019.
  • Shepherd Kaplan Krochuk opened 17 new positions and closed 18 in Q3 2019.
  • Shepherd Kaplan Krochuk's portfolio value fell 3.4% quarter-over-quarter to $137M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2019, filed 12 Nov 2019.