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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
+10.83%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$271M
AUM Growth
+$30.5M
Cap. Flow
+$36.7M
Cap. Flow %
13.56%
Top 10 Hldgs %
45.29%
Holding
210
New
32
Increased
44
Reduced
73
Closed
25

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$14.6M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.53M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$4.38M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$2.57M

Top Sells

Rank Stock Value
1
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$4.31M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.8M
3
DG icon
Dollar General
DG
+$1.16M
4
AAPL icon
Apple
AAPL
+$991K
5
CPRT icon
Copart
CPRT
+$979K

Sector Composition

Rank Sector Weight
1 Miscellaneous 64.08%
2 Energy 12.04%
3 Financials 5.29%
4 Technology 4.89%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SILV
126
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$330K 0.12%
29,500
+12,500
+74% +$117K
VB icon
127
Vanguard Morningstar Small-Cap ETF
VB
$79.2B
$325K 0.12%
1,670
-101
-6% -$17.8K
IJK icon
128
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$322K 0.12%
4,452
-4
-0.1% -$267
AMGN icon
129
Amgen
AMGN
$204B
$308K 0.11%
1,339
-99
-7% -$22.8K
TY icon
130
TRI-Continental Corp
TY
$1.87B
$306K 0.11%
10,380
– –
CRK icon
131
Comstock Resources
CRK
$4.34B
$304K 0.11%
69,620
– –
PPT
132
Franklin Premier Income Trust
PPT
$316M
$303K 0.11%
+65,160
New +$297K
AEF
133
abrdn Emerging Markets Equity Income Fund
AEF
$403M
$299K 0.11%
36,680
– –
HONE
134
DELISTED
HarborOne Bancorp
HONE
$298K 0.11%
27,400
-400
-1% -$3.94K
VMC icon
135
Vulcan Materials
VMC
$32.7B
$297K 0.11%
2,000
-100
-5% -$14.3K
XLE icon
136
State Street Energy Select Sector SPDR ETF
XLE
$42.9B
$297K 0.11%
15,682
+210
+1% +$3.62K
GRX
137
Gabelli Healthcare & Wellness Trust
GRX
$141M
$296K 0.11%
24,760
– –
AWF
138
AllianceBernstein Global High Income Fund
AWF
$859M
$295K 0.11%
+25,070
New +$276K
LUMN icon
139
Lumen
LUMN
$7.16B
$294K 0.11%
30,205
-2,758
-8% -$27.2K
PIM
140
Franklin Master Intermediate Income Trust
PIM
$148M
$293K 0.11%
+69,350
New +$286K
BOE icon
141
BlackRock Enhanced Global Dividend Trust
BOE
$677M
$292K 0.11%
26,770
– –
IVV icon
142
iShares Core S&P 500 ETF
IVV
$868B
$291K 0.11%
776
-1
-0.1% -$356
MSD
143
Morgan Stanley Emerging Markets Debt Fund
MSD
$145M
$287K 0.11%
+30,990
New +$274K
FPL
144
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$286K 0.11%
+67,040
New +$276K
IBB icon
145
iShares Biotechnology ETF
IBB
$10.2B
$281K 0.1%
1,856
– –
NGVT icon
146
Ingevity
NGVT
$2.39B
$265K 0.1%
+3,500
New +$228K
DISCK
147
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$262K 0.1%
10,000
– –
NTR icon
148
Nutrien
NTR
$37.4B
$260K 0.1%
5,400
-600
-10% -$26.5K
BWXT icon
149
BWX Technologies
BWXT
$13.8B
$259K 0.1%
4,300
– –
ENB icon
150
Enbridge
ENB
$104B
$256K 0.09%
8,000
-6,600
-45% -$201K
4 5
6
7 8

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CAM
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MPIA
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KC
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Shepherd Kaplan Krochuk's Q4 2020 Portfolio in Review

As of Q4 2020, Shepherd Kaplan Krochuk held 210 positions worth $271M, up 13% from $240M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Shepherd Kaplan Krochuk deployed $36.7M of net new capital in Q4 2020, opening 32 new positions and adding to 44 existing holdings. Its largest new stake was EQT Corp: 1,011,407 shares worth $12.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 68% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was Invesco Preferred ETF, an estimated $2.8M trimmed.

  • Shepherd Kaplan Krochuk's largest Q4 2020 buy was EQT Corp: 1,011,407 shares worth $12.9M.
  • Shepherd Kaplan Krochuk added most to Schwab U.S Small- Cap ETF in Q4 2020, an estimated $13M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2020 reduction was Invesco Preferred ETF, cutting an estimated $2.8M.
  • Shepherd Kaplan Krochuk fully exited Xtrackers MSCI EAFE High Dividend Yield Equity ETF in Q4 2020, selling an estimated $4.31M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 45% of its $271M portfolio in Q4 2020.
  • Shepherd Kaplan Krochuk opened 32 new positions and closed 25 in Q4 2020.
  • Shepherd Kaplan Krochuk's portfolio value rose 13% quarter-over-quarter to $271M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2020, filed 12 Feb 2021.