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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $126M
1-Year Est. Return 15.32%
This Fund
S&P 500
This Quarter Est. Return
-15.61%
1 Year Est. Return
+15.32%
3 Year Est. Return
+38.45%
5 Year Est. Return
+60.72%
10 Year Est. Return
+449.67%
AUM
$146M
AUM Growth
-$48.5M
Cap. Flow
-$18.5M
Cap. Flow %
-12.66%
Top 10 Hldgs %
37.42%
Holding
258
New
26
Increased
26
Reduced
74
Closed
65

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.15M
2
VT icon
Vanguard Total World Stock ETF
VT
+$1.51M
3
BWXT icon
BWX Technologies
BWXT
+$1.46M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.24M
5
FANG icon
Diamondback Energy
FANG
+$1.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.9M
2
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.34M
3
EGN
Energen
EGN
+$1.25M
4
IBB icon
iShares Biotechnology ETF
IBB
+$1.16M
5
MHK icon
Mohawk Industries
MHK
+$873K

Sector Composition

Rank Sector Weight
1 Miscellaneous 34.89%
2 Financials 20.31%
3 Energy 14.56%
4 Healthcare 7.19%
5 Industrials 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
126
iShares Core S&P Small-Cap ETF
IJR
$107B
$250K 0.17%
3,612
+2
+0.1% +$155
KL
127
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$248K 0.17%
+9,500
New +$201K
FT
128
Franklin Universal Trust
FT
$189M
$246K 0.17%
38,700
– –
NES
129
DELISTED
Nuverra Environmental Solutions, Inc. Common Stock
NES
$246K 0.17%
29,975
-14,025
-32% -$138K
VVR icon
130
Invesco Senior Income Trust
VVR
$453M
$242K 0.17%
61,780
-58,790
-49% -$243K
VTA
131
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$242K 0.17%
23,550
-22,160
-48% -$242K
AR icon
132
Antero Resources
AR
$11.8B
$238K 0.16%
25,333
– –
KMI icon
133
Kinder Morgan
KMI
$68.7B
$237K 0.16%
15,395
– –
EPD icon
134
Enterprise Products Partners
EPD
$84B
$236K 0.16%
9,610
– –
CVE icon
135
CALL
Cenovus Energy
CVE
$61.1B
$233K 0.16%
33,200
+3,200
+11% +$26.3K
IJK icon
136
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$233K 0.16%
4,868
-6,432
-57% -$337K
GRX
137
Gabelli Healthcare & Wellness Trust
GRX
$141M
$229K 0.16%
24,760
– –
FTEK icon
138
Fuel Tech
FTEK
$54M
$219K 0.15%
184,152
-59,213
-24% -$74.7K
GPI icon
139
Group 1 Automotive
GPI
$3.32B
$218K 0.15%
4,129
-700
-14% -$38.9K
MXF
140
Mexico Fund
MXF
$307M
$218K 0.15%
16,460
– –
BABA icon
141
Alibaba
BABA
$272B
$216K 0.15%
1,578
– –
BDCS
142
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$215K 0.15%
12,142
– –
EMF
143
Templeton Emerging Markets Fund
EMF
$338M
$210K 0.14%
15,900
– –
ASC icon
144
Ardmore Shipping
ASC
$763M
$205K 0.14%
44,000
-1,000
-2% -$6.23K
VTI icon
145
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$205K 0.14%
+1,606
New +$222K
IWD icon
146
iShares Russell 1000 Value ETF
IWD
$83.4B
$203K 0.14%
+1,826
New +$219K
NXE icon
147
NexGen Energy
NXE
$6.6B
$190K 0.13%
107,000
-38,000
-26% -$77.8K
SPY icon
148
State Street SPDR S&P 500 ETF Trust
SPY
$808B
$189K 0.13%
757
+21
+3% +$5.66K
THQ
149
abrdn Healthcare Opportunities Fund
THQ
$784M
$188K 0.13%
11,210
– –
BLFS icon
150
BioLife Solutions
BLFS
$1.71B
$168K 0.12%
14,000
– –
4 5
6
7 8

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MCRM
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CAM
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SPWM
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HPM
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MPIA
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MIA
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KC
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Shepherd Kaplan Krochuk's Q4 2018 Portfolio in Review

As of Q4 2018, Shepherd Kaplan Krochuk held 258 positions worth $146M, down 25% from $194M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $18.5M in Q4 2018, closing 65 positions and reducing 74 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $3.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, up from 31% a quarter earlier, followed by Financials and Energy.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Vanguard Total World Stock ETF worth $1.41M.

  • Shepherd Kaplan Krochuk's largest Q4 2018 buy was Vanguard Total World Stock ETF: 21,535 shares worth $1.41M.
  • Shepherd Kaplan Krochuk added most to Alerian MLP ETF in Q4 2018, an estimated $2.15M increase.
  • Shepherd Kaplan Krochuk's biggest Q4 2018 reduction was Vanguard Morningstar Small-Cap Value ETF, cutting an estimated $1.34M.
  • Shepherd Kaplan Krochuk fully exited iShares Core S&P 500 ETF in Q4 2018, selling an estimated $3.9M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 37% of its $146M portfolio in Q4 2018.
  • Shepherd Kaplan Krochuk opened 26 new positions and closed 65 in Q4 2018.
  • Shepherd Kaplan Krochuk's portfolio value fell 25% quarter-over-quarter to $146M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2018, filed 12 Feb 2019.