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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$272M
AUM Growth
-$8.26M
Cap. Flow
-$7.6M
Cap. Flow %
-2.79%
Top 10 Hldgs %
43.7%
Holding
205
New
13
Increased
33
Reduced
78
Closed
8

Top Buys

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$5.41M
2
SMM
Salient Midstream & MLP Fund
SMM
+$349K
3
ATIP
ATI Physical Therapy, Inc.
ATIP
+$341K
4
SRV
NXG Cushing Midstream Energy Fund
SRV
+$331K
5
CRC icon
California Resources
CRC
+$327K

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.63M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$1.33M
3
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.32M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$736K
5
PXD
Pioneer Natural Resource Co.
PXD
+$648K

Sector Composition

Rank Sector Weight
1 Energy 19.93%
2 Financials 5.61%
3 Technology 5.45%
4 Healthcare 3.53%
5 Materials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPM icon
101
Wheaton Precious Metals
WPM
$49.7B
$474K 0.17%
12,600
-400
-3% -$17.4K
MMP
102
DELISTED
Magellan Midstream Partners, L.P.
MMP
$472K 0.17%
10,366
– –
JNJ icon
103
Johnson & Johnson
JNJ
$640B
$467K 0.17%
2,890
-170
-6% -$29K
STX icon
104
Seagate
STX
$173B
$454K 0.17%
5,500
– –
GDP
105
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$453K 0.17%
19,160
– –
AIMC
106
DELISTED
Altra Industrial Motion Corp
AIMC
$415K 0.15%
7,500
-400
-5% -$23.9K
KRNY icon
107
Kearny Financial
KRNY
$604M
$410K 0.15%
33,000
-997
-3% -$12.3K
AAWW
108
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$408K 0.15%
5,000
– –
BDSI
109
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$386K 0.14%
107,000
-4,000
-4% -$15.1K
TWN
110
Taiwan Fund
TWN
$444M
$383K 0.14%
10,890
– –
SMM
111
DELISTED
Salient Midstream & MLP Fund
SMM
$383K 0.14%
+60,300
New +$349K
T icon
112
AT&T
T
$164B
$380K 0.14%
18,637
– –
LUMN icon
113
Lumen
LUMN
$6.43B
$374K 0.14%
30,205
– –
SRV
114
NXG Cushing Midstream Energy Fund
SRV
$210M
$370K 0.14%
+11,630
New +$331K
PSX icon
115
Phillips 66
PSX
$82.9B
$361K 0.13%
5,150
-200
-4% -$14.5K
BAC icon
116
Bank of America
BAC
$429B
$357K 0.13%
8,400
-1,000
-11% -$40.3K
IJK icon
117
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$353K 0.13%
4,453
– –
TRV icon
118
Travelers Companies
TRV
$81.2B
$350K 0.13%
2,300
– –
TY icon
119
TRI-Continental Corp
TY
$1.84B
$346K 0.13%
10,380
– –
IGD
120
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$335K 0.12%
56,761
– –
IVV icon
121
iShares Core S&P 500 ETF
IVV
$859B
$335K 0.12%
777
– –
GRX
122
Gabelli Healthcare & Wellness Trust
GRX
$145M
$327K 0.12%
24,760
– –
FPL
123
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$319K 0.12%
56,150
-10,890
-16% -$62.2K
MSD
124
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
$314K 0.12%
34,440
+3,450
+11% +$32.7K
MXF
125
Mexico Fund
MXF
$308M
$311K 0.11%
20,920
– –
3 4
5
6 7

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CA
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VA
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TCM
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SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
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HPM
Hudson Portfolio Management Garrison, New York $119M AUM 24.19% 1-Year Est. Return
WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2021 Portfolio in Review

As of Q3 2021, Shepherd Kaplan Krochuk held 205 positions worth $272M, down 2.9% from $281M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2021 filing shows 13 new, 33 increased, 78 reduced and 8 closed positions. Its largest new stake was Salient Midstream & MLP Fund: 60,300 shares worth $383K. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $4.63M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

  • Shepherd Kaplan Krochuk's largest Q3 2021 buy was Salient Midstream & MLP Fund: 60,300 shares worth $383K.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q3 2021, an estimated $5.41M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2021 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $4.63M.
  • Shepherd Kaplan Krochuk fully exited BlackRock Energy and Resources Trust in Q3 2021, selling an estimated $402K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $272M portfolio in Q3 2021.
  • Shepherd Kaplan Krochuk opened 13 new positions and closed 8 in Q3 2021.
  • Shepherd Kaplan Krochuk's portfolio value fell 2.9% quarter-over-quarter to $272M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2021, filed 12 Nov 2021.