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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-2.67%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$137M
AUM Growth
-$4.76M
Cap. Flow
-$762K
Cap. Flow %
-0.56%
Top 10 Hldgs %
34.06%
Holding
178
New
17
Increased
33
Reduced
21
Closed
18

Top Buys

Rank Stock Value
1
OEC icon
Orion
OEC
+$801K
2
CNR
Core Natural Resources Inc
CNR
+$750K
3
MMSI icon
Merit Medical Systems
MMSI
+$678K
4
AAL icon
American Airlines Group
AAL
+$466K
5
SU icon
Suncor Energy
SU
+$400K

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$734K
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$409K
3
QCOM icon
Qualcomm
QCOM
+$373K
4
CET
Central Securities Corp
CET
+$349K
5
FLEX icon
Flex
FLEX
+$330K

Sector Composition

Rank Sector Weight
1 Financials 16.08%
2 Energy 12.31%
3 Healthcare 9.12%
4 Industrials 8.49%
5 Materials 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
101
Johnson & Johnson
JNJ
$644B
$422K 0.31%
3,258
– –
SU icon
102
Suncor Energy
SU
$77.5B
$420K 0.31%
+13,300
New +$400K
FRA icon
103
BlackRock Floating Rate Income Strategies Fund
FRA
$382M
$411K 0.3%
32,560
+1,790
+6% +$22.7K
AEM icon
104
Agnico Eagle Mines
AEM
$71.3B
$410K 0.3%
7,648
– –
BERY
105
DELISTED
Berry Global Group, Inc.
BERY
$399K 0.29%
11,052
– –
GPI icon
106
Group 1 Automotive
GPI
$4.4B
$381K 0.28%
4,129
– –
VTI icon
107
Vanguard Total Stock Market ETF
VTI
$651B
$380K 0.28%
2,516
+5
+0.2% +$754
HPR
108
DELISTED
HighPoint Resources Corporation
HPR
$342K 0.25%
4,306
– –
PENN icon
109
PENN Entertainment
PENN
$2.82B
$326K 0.24%
17,500
– –
VIOO icon
110
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.14B
$321K 0.23%
4,500
– –
ARCH
111
DELISTED
Arch Resources, Inc.
ARCH
$312K 0.23%
+4,200
New +$341K
TGLS icon
112
Tecnoglass
TGLS
$1.99B
$309K 0.23%
38,000
– –
HONE
113
DELISTED
HarborOne Bancorp
HONE
$306K 0.22%
30,428
+6
+0% +$62
IWR icon
114
iShares Russell Mid-Cap ETF
IWR
$56.1B
$304K 0.22%
5,438
– –
IAA
115
DELISTED
IAA, Inc. Common Stock
IAA
$303K 0.22%
7,254
– –
CLB icon
116
Core Laboratories
CLB
$470M
$296K 0.22%
6,358
– –
JRI icon
117
Nuveen Real Asset Income & Growth Fund
JRI
$353M
$296K 0.22%
16,890
– –
CNQ icon
118
Canadian Natural Resources
CNQ
$96.4B
$293K 0.21%
+22,462
New +$278K
FT
119
Franklin Universal Trust
FT
$200M
$292K 0.21%
38,700
– –
GLD icon
120
SPDR Gold Trust
GLD
$131B
$286K 0.21%
2,057
– –
VB icon
121
Vanguard Small-Cap ETF
VB
$79.2B
$284K 0.21%
1,846
+426
+30% +$66.1K
IJR icon
122
iShares Core S&P Small-Cap ETF
IJR
$109B
$281K 0.21%
3,614
– –
RMT
123
Royce Micro-Cap Trust
RMT
$719M
$276K 0.2%
34,270
+15,270
+80% +$123K
EVF
124
Eaton Vance Senior Income Trust
EVF
$89.9M
$274K 0.2%
44,690
+24,200
+118% +$150K
GAM
125
General American Investors Company
GAM
$1.53B
$274K 0.2%
7,540
-7,990
-51% -$288K
3 4
5
6 7

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Shepherd Kaplan Krochuk's Q3 2019 Portfolio in Review

As of Q3 2019, Shepherd Kaplan Krochuk held 178 positions worth $137M, down 3.4% from $141M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2019 filing shows 17 new, 33 increased, 21 reduced and 18 closed positions. Its largest new stake was Merit Medical Systems: 16,750 shares worth $510K. The largest sale was Walgreens Boots Alliance, an estimated $734K.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Energy and Healthcare.

  • Shepherd Kaplan Krochuk's largest Q3 2019 buy was Merit Medical Systems: 16,750 shares worth $510K.
  • Shepherd Kaplan Krochuk added most to Orion in Q3 2019, an estimated $801K increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2019 reduction was Walgreens Boots Alliance, cutting an estimated $734K.
  • Shepherd Kaplan Krochuk fully exited State Street SPDR S&P Regional Banking ETF in Q3 2019, selling an estimated $409K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 34% of its $137M portfolio in Q3 2019.
  • Shepherd Kaplan Krochuk opened 17 new positions and closed 18 in Q3 2019.
  • Shepherd Kaplan Krochuk's portfolio value fell 3.4% quarter-over-quarter to $137M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2019, filed 12 Nov 2019.