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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$272M
AUM Growth
-$8.26M
Cap. Flow
-$7.6M
Cap. Flow %
-2.79%
Top 10 Hldgs %
43.7%
Holding
205
New
13
Increased
33
Reduced
78
Closed
8

Top Buys

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$5.41M
2
SMM
Salient Midstream & MLP Fund
SMM
+$349K
3
ATIP
ATI Physical Therapy, Inc.
ATIP
+$341K
4
SRV
NXG Cushing Midstream Energy Fund
SRV
+$331K
5
CRC icon
California Resources
CRC
+$327K

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.63M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$1.33M
3
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.32M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$736K
5
PXD
Pioneer Natural Resource Co.
PXD
+$648K

Sector Composition

Rank Sector Weight
1 Energy 19.93%
2 Financials 5.61%
3 Technology 5.45%
4 Healthcare 3.53%
5 Materials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOO icon
51
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.12B
$937K 0.34%
9,298
– –
STNG icon
52
Scorpio Tankers
STNG
$3.91B
$935K 0.34%
50,447
– –
META icon
53
Meta Platforms (Facebook)
META
$1.49T
$879K 0.32%
2,591
-17
-0.7% -$6.12K
ABBV icon
54
AbbVie
ABBV
$465B
$850K 0.31%
7,884
-366
-4% -$41.8K
FRO icon
55
Frontline
FRO
$8.71B
$821K 0.3%
87,659
– –
NUV icon
56
Nuveen Municipal Value Fund
NUV
$1.91B
$813K 0.3%
71,833
-32,855
-31% -$382K
VLO icon
57
Valero Energy
VLO
$89.5B
$793K 0.29%
11,230
+522
+5% +$34.7K
IWP icon
58
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$786K 0.29%
7,011
– –
SSPY icon
59
Syntax Stratified LargeCap ETF
SSPY
$129M
$780K 0.29%
11,814
– –
SILV
60
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$775K 0.28%
111,000
+26,000
+31% +$205K
PEP icon
61
PepsiCo
PEP
$196B
$767K 0.28%
5,100
-100
-2% -$15.5K
PVG
62
DELISTED
PRETIUM RESOURCES INC.
PVG
$723K 0.27%
75,000
+4,000
+6% +$38.2K
CRK icon
63
Comstock Resources
CRK
$3.7B
$721K 0.26%
69,620
– –
NEM icon
64
Newmont
NEM
$96.2B
$698K 0.26%
12,856
+400
+3% +$23.6K
NML
65
Neuberger Energy Infrastructure and Income Fund Inc
NML
$572M
$669K 0.25%
135,640
+4,650
+4% +$22.4K
BIL icon
66
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$646K 0.24%
7,060
– –
GBIL icon
67
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$646K 0.24%
6,450
– –
TFLO icon
68
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$645K 0.24%
12,840
– –
CET
69
Central Securities Corp
CET
$1.54B
$642K 0.24%
15,190
+6,550
+76% +$277K
PEO
70
Adams Natural Resources Fund
PEO
$731M
$637K 0.23%
42,182
+20,436
+94% +$298K
RMT
71
Royce Micro-Cap Trust
RMT
$718M
$635K 0.23%
55,580
+13,300
+31% +$157K
RVT icon
72
Royce Value Trust
RVT
$2.19B
$635K 0.23%
35,250
+1,300
+4% +$24K
VGSH icon
73
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$633K 0.23%
10,300
-210
-2% -$12.9K
USFR
74
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$633K 0.23%
25,230
-500
-2% -$12.5K
C icon
75
Citigroup
C
$213B
$632K 0.23%
9,000
– –
1 2
3
4 5

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CA
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VA
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TCM
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SF
Schaeffer Financial Rockville, Maryland $119M AUM 12.28% 1-Year Est. Return
MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2021 Portfolio in Review

As of Q3 2021, Shepherd Kaplan Krochuk held 205 positions worth $272M, down 2.9% from $281M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2021 filing shows 13 new, 33 increased, 78 reduced and 8 closed positions. Its largest new stake was Salient Midstream & MLP Fund: 60,300 shares worth $383K. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $4.63M.

By sector, the portfolio is most concentrated in Energy at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

  • Shepherd Kaplan Krochuk's largest Q3 2021 buy was Salient Midstream & MLP Fund: 60,300 shares worth $383K.
  • Shepherd Kaplan Krochuk added most to State Street SPDR Portfolio Long Term Treasury ETF in Q3 2021, an estimated $5.41M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2021 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $4.63M.
  • Shepherd Kaplan Krochuk fully exited BlackRock Energy and Resources Trust in Q3 2021, selling an estimated $402K.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 44% of its $272M portfolio in Q3 2021.
  • Shepherd Kaplan Krochuk opened 13 new positions and closed 8 in Q3 2021.
  • Shepherd Kaplan Krochuk's portfolio value fell 2.9% quarter-over-quarter to $272M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2021, filed 12 Nov 2021.