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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
+19.94%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$620M
AUM Growth
+$113M
Cap. Flow
+$33.9M
Cap. Flow %
5.48%
Top 10 Hldgs %
28.11%
Holding
732
New
131
Increased
102
Reduced
153
Closed
156

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$9.57M
2
SN
Sanchez Energy Corporation
SN
+$6.53M
3
GPOR
Gulfport Energy Corp.
GPOR
+$5.21M
4
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$4.74M
5
WLT
WALTER ENERGY INC COM STK (DE)
WLT
+$4.57M

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$7.27M
2
MTDR icon
Matador Resources
MTDR
+$5.99M
3
ROSE
ROSETTA RESOURCES INC
ROSE
+$5.24M
4
PXD
Pioneer Natural Resource Co.
PXD
+$4.4M
5
GDI
GARDNER DENVER,INC
GDI
+$3.73M

Sector Composition

Rank Sector Weight
1 Energy 36.39%
2 Healthcare 7.26%
3 Materials 6.93%
4 Industrials 6.79%
5 Real Estate 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SU icon
451
CALL
Suncor Energy
SU
$77.7B
$179K 0.03%
5,000
-1,000
-17% -$33.3K
SMMF
452
DELISTED
Summit Financial Group, Inc.
SMMF
$178K 0.03%
20,586
-6,275
-23% -$53.5K
MSD
453
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
$176K 0.03%
17,570
– –
ALSK
454
DELISTED
Alaska Communications Systems
ALSK
$175K 0.03%
68,125
-56,000
-45% -$152K
EEI
455
DELISTED
Ecology and Environment
EEI
$175K 0.03%
+14,980
New +$164K
INTX
456
DELISTED
Intersections, Inc.
INTX
$175K 0.03%
20,000
+4,000
+25% +$37.6K
DRTX
457
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
$175K 0.03%
19,347
– –
CRVP
458
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$173K 0.03%
194,295
+17,500
+10% +$15.2K
LTRE
459
DELISTED
LEARNING TREE INTL INC
LTRE
$170K 0.03%
+43,280
New +$154K
GENC icon
460
Gencor Industries
GENC
$212M
$164K 0.03%
28,646
-7,500
-21% -$39.5K
HIL
461
DELISTED
Hill International, Inc. Common Stock
HIL
$164K 0.03%
49,800
-15,800
-24% -$46.4K
SVBI
462
DELISTED
Severn Bancorp Inc/MD
SVBI
$164K 0.03%
31,385
-15,000
-32% -$74.8K
RMT
463
Royce Micro-Cap Trust
RMT
$718M
$163K 0.03%
13,920
– –
VXRT
464
DELISTED
Vaxart
VXRT
$163K 0.03%
+3,553
New +$154K
SVT
465
DELISTED
Servotronics
SVT
$159K 0.03%
18,303
– –
PSHG icon
466
Performance Shipping
PSHG
$23.5M
– –
0
– –
TFCO
467
DELISTED
TUFCO TECHNOLOGIES INC
TFCO
$156K 0.03%
31,354
-4,200
-12% -$24.5K
CYTR
468
DELISTED
CytRx Corp
CYTR
$155K 0.03%
7,975
– –
SGMA
469
DELISTED
Sigmatron International
SGMA
$154K 0.02%
28,656
+1,785
+7% +$8.23K
AEY
470
DELISTED
ADDvantage Technologies Group
AEY
$153K 0.02%
6,258
+100
+2% +$2.45K
ICCC icon
471
ImmuCell
ICCC
$99.6M
$148K 0.02%
+31,293
New +$122K
ACER
472
DELISTED
Acer Therapeutics Inc
ACER
$148K 0.02%
810
+72
+10% +$9.62K
ACI
473
CALL
DELISTED
ARCH COAL, INC.
ACI
$148K 0.02%
3,600
-2,700
-43% -$117K
EOI
474
Eaton Vance Enhanced Equity Income Fund
EOI
$789M
$143K 0.02%
11,850
– –
NTZ
475
Natuzzi
NTZ
$14.9M
$143K 0.02%
15,857
-4,100
-21% -$42.8K
17 18
19
20 21

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KL
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Shepherd Kaplan Krochuk's Q3 2013 Portfolio in Review

As of Q3 2013, Shepherd Kaplan Krochuk held 732 positions worth $620M, up 22% from $507M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shepherd Kaplan Krochuk deployed $33.9M of net new capital in Q3 2013, opening 131 new positions and adding to 102 existing holdings. Its largest new stake was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.

By sector, the portfolio is most concentrated in Energy at 36% of assets, up from 32% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Pioneer Natural Resource Co., an estimated $4.4M trimmed.

  • Shepherd Kaplan Krochuk's largest Q3 2013 buy was WALTER ENERGY INC COM STK (DE): 359,610 shares worth $5.04M.
  • Shepherd Kaplan Krochuk added most to Valero Energy in Q3 2013, an estimated $9.57M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2013 reduction was Pioneer Natural Resource Co., cutting an estimated $4.4M.
  • Shepherd Kaplan Krochuk fully exited Civitas Resources in Q3 2013, selling an estimated $7.27M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 28% of its $620M portfolio in Q3 2013.
  • Shepherd Kaplan Krochuk opened 131 new positions and closed 156 in Q3 2013.
  • Shepherd Kaplan Krochuk's portfolio value rose 22% quarter-over-quarter to $620M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2013, filed 14 Nov 2013.