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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-14.63%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$780M
AUM Growth
-$163M
Cap. Flow
-$5.86M
Cap. Flow %
-0.75%
Top 10 Hldgs %
34.51%
Holding
665
New
105
Increased
136
Reduced
185
Closed
111

Top Buys

Rank Stock Value
1
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$2.54M
2
PVA
PENN VIRGINIA CORP
PVA
+$2.16M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$2.03M
4
SN
Sanchez Energy Corporation
SN
+$2.01M
5
RYAM icon
Rayonier Advanced Materials
RYAM
+$1.86M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$2.52M
2
MCRS
MICROS SYSTEMS INC
MCRS
+$2.07M
3
EQT icon
EQT Corp
EQT
+$1.54M
4
HNRG icon
Hallador Energy
HNRG
+$1.4M
5
EOG icon
EOG Resources
EOG
+$1.22M

Sector Composition

Rank Sector Weight
1 Energy 44.05%
2 Healthcare 6.59%
3 Materials 5.48%
4 Industrials 5.38%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRL icon
426
Charles River Laboratories
CRL
$11.3B
$214K 0.03%
+3,588
New +$205K
SMMF
427
DELISTED
Summit Financial Group, Inc.
SMMF
$214K 0.03%
20,882
-2,408
-10% -$24.9K
GOOG icon
428
Alphabet (Google) Class C
GOOG
$4.11T
$212K 0.03%
+7,220
New +$209K
LTRX icon
429
Lantronix
LTRX
$223M
$211K 0.03%
118,343
+75,881
+179% +$145K
IWC icon
430
PUT
iShares Micro-Cap ETF
IWC
$1.42B
$209K 0.03%
+3,000
New +$218K
NOW icon
431
PUT
ServiceNow
NOW
$120B
$206K 0.03%
17,500
-7,500
-30% -$88.5K
RMT
432
Royce Micro-Cap Trust
RMT
$718M
$206K 0.03%
17,540
– –
RIOT icon
433
Riot Platforms
RIOT
$6.9B
$205K 0.03%
15,400
-1,975
-11% -$29.2K
SUPN icon
434
Supernus Pharmaceuticals
SUPN
$2.7B
$204K 0.03%
23,462
+1,690
+8% +$15.3K
SGY
435
PUT
DELISTED
Stone Energy
SGY
$204K 0.03%
+114
New +$235K
NSYS icon
436
Nortech Systems
NSYS
$40M
$202K 0.03%
39,794
+2,000
+5% +$9.89K
CEMI
437
DELISTED
Chembio diagnostics, Inc.
CEMI
$202K 0.03%
54,256
– –
GRX
438
Gabelli Healthcare & Wellness Trust
GRX
$145M
$200K 0.03%
20,200
– –
DVAX
439
DELISTED
Dynavax Technologies
DVAX
$197K 0.03%
+13,744
New +$198K
NATR icon
440
Nature's Sunshine
NATR
$362M
$193K 0.02%
13,000
– –
ARAV
441
DELISTED
Aravive, Inc. Common Stock
ARAV
$192K 0.02%
+1,683
New +$223K
LUB
442
DELISTED
Luby's Inc.
LUB
$192K 0.02%
36,100
+10,800
+43% +$56.8K
TRR
443
DELISTED
Trc Companies
TRR
$190K 0.02%
29,094
-2,388
-8% -$13.7K
CNCE
444
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$189K 0.02%
+15,002
New +$146K
MMT
445
Aberdeen Multi-Market Income Fund
MMT
$237M
$188K 0.02%
29,320
– –
ACHN
446
DELISTED
Achillion Pharmaceuticals
ACHN
$188K 0.02%
+18,834
New +$175K
CRK icon
447
PUT
Comstock Resources
CRK
$3.7B
$186K 0.02%
+2,000
New +$238K
LINC icon
448
Lincoln Educational Services
LINC
$1.38B
$179K 0.02%
63,573
-21,511
-25% -$68K
CLNE icon
449
PUT
Clean Energy Fuels
CLNE
$416M
$175K 0.02%
22,400
+6,700
+43% +$65.5K
EIGR
450
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$175K 0.02%
37
+3
+9% +$15.8K
16 17
18
19 20

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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2014 Portfolio in Review

As of Q3 2014, Shepherd Kaplan Krochuk held 665 positions worth $780M, down 17% from $944M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2014 filing shows 105 new, 136 increased, 185 reduced and 111 closed positions. Its largest new stake was Rayonier Advanced Materials: 53,000 shares worth $1.74M. The largest sale was Bed Bath & Beyond Inc, an estimated $2.52M.

By sector, the portfolio is most concentrated in Energy at 44% of assets, down from 45% a quarter earlier, followed by Healthcare and Materials.

  • Shepherd Kaplan Krochuk's largest Q3 2014 buy was Rayonier Advanced Materials: 53,000 shares worth $1.74M.
  • Shepherd Kaplan Krochuk added most to ENERGY XXI LTD COM SHS in Q3 2014, an estimated $2.54M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2014 reduction was Bed Bath & Beyond Inc, cutting an estimated $2.52M.
  • Shepherd Kaplan Krochuk fully exited MICROS SYSTEMS INC in Q3 2014, selling an estimated $2.07M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 35% of its $780M portfolio in Q3 2014.
  • Shepherd Kaplan Krochuk opened 105 new positions and closed 111 in Q3 2014.
  • Shepherd Kaplan Krochuk's portfolio value fell 17% quarter-over-quarter to $780M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2014, filed 13 Nov 2014.