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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-21.16%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$376M
AUM Growth
-$156M
Cap. Flow
-$25.1M
Cap. Flow %
-6.67%
Top 10 Hldgs %
41.68%
Holding
516
New
82
Increased
66
Reduced
181
Closed
127

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$5.55M
2
XEC
CIMAREX ENERGY CO
XEC
+$2.64M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.35M
4
WLL
Whiting Petroleum Corporation
WLL
+$2.13M
5
CTRA
Coterra Energy
CTRA
+$1.69M

Top Sells

Rank Stock Value
1
CIE
Cobalt International Energy, Inc
CIE
+$4.38M
2
TGI
Triumph Group
TGI
+$2.57M
3
CVS icon
CVS Health
CVS
+$1.63M
4
CPRT icon
Copart
CPRT
+$1.38M
5
NPO icon
Enpro
NPO
+$1.26M

Sector Composition

Rank Sector Weight
1 Energy 46.83%
2 Healthcare 8.42%
3 Financials 6.31%
4 Real Estate 4.76%
5 Industrials 4.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMN
301
DELISTED
OMNOVA Solutions Inc.
OMN
$162K 0.04%
29,215
-10,785
-27% -$69.1K
NWY
302
DELISTED
New York & Co Inc
NWY
$158K 0.04%
63,686
-23,500
-27% -$58.6K
DEST
303
DELISTED
Destination Maternity Corporation
DEST
$156K 0.04%
16,868
+600
+4% +$6.4K
RSYS
304
DELISTED
Radisys Corp
RSYS
$153K 0.04%
56,700
-8,000
-12% -$21.4K
HHS icon
305
Harte-Hanks
HHS
$16.4M
$148K 0.04%
+4,200
New +$189K
MSD
306
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
$146K 0.04%
17,570
– –
ORIG
307
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$140K 0.04%
+7
New +$227K
VIRC icon
308
Virco
VIRC
$94.8M
$139K 0.04%
46,405
-9,500
-17% -$25.7K
ELON
309
DELISTED
Echelon Corp
ELON
$138K 0.04%
23,260
+12,900
+125% +$77.9K
RMT
310
Royce Micro-Cap Trust
RMT
$718M
$136K 0.04%
17,540
– –
AIFC
311
AI Financial Corp
AIFC
$51.7M
$136K 0.04%
23,480
-4,933
-17% -$34.1K
GV
312
DELISTED
Goldfield Corporation
GV
$133K 0.04%
79,821
+7,885
+11% +$13K
EOI
313
Eaton Vance Enhanced Equity Income Fund
EOI
$789M
$132K 0.04%
+11,090
New +$142K
VTA
314
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$131K 0.03%
+12,410
New +$140K
EDD
315
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
$128K 0.03%
18,590
– –
AWX icon
316
Avalon Holdings
AWX
$9.9M
$127K 0.03%
66,406
+3,000
+5% +$6.21K
CYTR
317
DELISTED
CytRx Corp
CYTR
$124K 0.03%
8,752
– –
MOC
318
DELISTED
Command Security Corporation
MOC
$122K 0.03%
66,263
-12,500
-16% -$22.4K
STEW
319
SRH Total Return Fund
STEW
$1.77B
$121K 0.03%
16,260
-400
-2% -$3.19K
DAC icon
320
Danaos Corp
DAC
$2.52B
$118K 0.03%
+1,385
New +$117K
PGNX
321
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$117K 0.03%
+20,497
New +$157K
LCM
322
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$116K 0.03%
14,200
– –
FAC
323
DELISTED
First Acceptance Corp.
FAC
$115K 0.03%
42,591
-44,400
-51% -$131K
AAPL icon
324
PUT
Apple
AAPL
$4.97T
$110K 0.03%
4,000
– –
ATEC icon
325
Alphatec Holdings
ATEC
$1.48B
$109K 0.03%
27,529
-2,113
-7% -$21.4K
11 12
13
14 15

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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2015 Portfolio in Review

As of Q3 2015, Shepherd Kaplan Krochuk held 516 positions worth $376M, down 29% from $532M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Shepherd Kaplan Krochuk withdrew a net $25.1M in Q3 2015, closing 127 positions and reducing 181 holdings. Its most notable exit was Cobalt International Energy, Inc, an estimated $4.38M position sold in full.

By sector, the portfolio is most concentrated in Energy at 47% of assets, up from 45% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Shepherd Kaplan Krochuk opened a new position in Diamondback Energy worth $1.39M.

  • Shepherd Kaplan Krochuk's largest Q3 2015 buy was Diamondback Energy: 21,540 shares worth $1.39M.
  • Shepherd Kaplan Krochuk added most to CONCHO RESOURCES INC. in Q3 2015, an estimated $5.55M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2015 reduction was CVS Health, cutting an estimated $1.63M.
  • Shepherd Kaplan Krochuk fully exited Cobalt International Energy, Inc in Q3 2015, selling an estimated $4.38M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 42% of its $376M portfolio in Q3 2015.
  • Shepherd Kaplan Krochuk opened 82 new positions and closed 127 in Q3 2015.
  • Shepherd Kaplan Krochuk's portfolio value fell 29% quarter-over-quarter to $376M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2015, filed 16 Nov 2015.