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SKK

Shepherd Kaplan Krochuk Portfolio holdings

AUM $119M
1-Year Est. Return 8.32%
This Fund
S&P 500
This Quarter Est. Return
-14.63%
1 Year Est. Return
+8.32%
3 Year Est. Return
+29.85%
5 Year Est. Return
+61.37%
10 Year Est. Return
+533.58%
AUM
$780M
AUM Growth
-$163M
Cap. Flow
-$5.86M
Cap. Flow %
-0.75%
Top 10 Hldgs %
34.51%
Holding
665
New
105
Increased
136
Reduced
185
Closed
111

Top Buys

Rank Stock Value
1
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$2.54M
2
PVA
PENN VIRGINIA CORP
PVA
+$2.16M
3
CWEI
Clayton Williams Energy, Inc.
CWEI
+$2.03M
4
SN
Sanchez Energy Corporation
SN
+$2.01M
5
RYAM icon
Rayonier Advanced Materials
RYAM
+$1.86M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$2.52M
2
MCRS
MICROS SYSTEMS INC
MCRS
+$2.07M
3
EQT icon
EQT Corp
EQT
+$1.54M
4
HNRG icon
Hallador Energy
HNRG
+$1.4M
5
EOG icon
EOG Resources
EOG
+$1.22M

Sector Composition

Rank Sector Weight
1 Energy 44.05%
2 Healthcare 6.59%
3 Materials 5.48%
4 Industrials 5.38%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRN
251
DELISTED
Veren
VRN
$391K 0.05%
11,722
-131
-1% -$4.84K
OIS icon
252
Oil States International
OIS
$466M
$387K 0.05%
6,250
– –
VRTX icon
253
Vertex Pharmaceuticals
VRTX
$123B
$386K 0.05%
3,436
+220
+7% +$20.9K
SMIT
254
DELISTED
Schmitt Industries Inc
SMIT
$385K 0.05%
120,318
+1,000
+0.8% +$2.8K
CVE icon
255
Cenovus Energy
CVE
$54.2B
$383K 0.05%
14,230
+1,470
+12% +$44.9K
IDTI
256
DELISTED
Integrated Device Technology I
IDTI
$382K 0.05%
23,982
-27,417
-53% -$426K
OSUR icon
257
OraSure Technologies
OSUR
$273M
$380K 0.05%
52,689
+4,780
+10% +$38.2K
CLR
258
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$375K 0.05%
5,636
– –
DRC
259
DELISTED
DRESSER-RAND GROUP INC
DRC
$375K 0.05%
4,564
– –
CUTR
260
DELISTED
Cutera, Inc.
CUTR
$372K 0.05%
36,849
+4,110
+13% +$40.8K
SMTX
261
DELISTED
SMTC Corporation
SMTX
$370K 0.05%
200,184
+72,190
+56% +$133K
FINL
262
DELISTED
Finish Line
FINL
$363K 0.05%
+14,500
New +$415K
ORCL icon
263
Oracle
ORCL
$339B
$362K 0.05%
9,456
+560
+6% +$22.7K
ALSK
264
DELISTED
Alaska Communications Systems
ALSK
$358K 0.05%
228,223
+38,066
+20% +$65.9K
EBS icon
265
Emergent Biosolutions
EBS
$379M
$356K 0.05%
16,696
+1,340
+9% +$30.7K
VWO icon
266
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$355K 0.05%
8,520
+570
+7% +$25.3K
ICPT
267
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$355K 0.05%
1,498
+150
+11% +$38.2K
BAX icon
268
Baxter International
BAX
$12.8B
$354K 0.05%
9,087
– –
UTHR icon
269
United Therapeutics
UTHR
$26.1B
$354K 0.05%
+2,749
New +$283K
PLOW icon
270
Douglas Dynamics
PLOW
$992M
$352K 0.05%
18,036
– –
EFR
271
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$350K 0.04%
24,340
– –
WWE
272
DELISTED
World Wrestling Entertainment
WWE
$345K 0.04%
+25,000
New +$339K
SLCA
273
PUT
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$344K 0.04%
+5,500
New +$342K
AIFC
274
AI Financial Corp
AIFC
$51.7M
$342K 0.04%
23,156
+7,238
+45% +$124K
SMA
275
DELISTED
SYMMETRY MEDICAL INC
SMA
$341K 0.04%
+33,850
New +$313K
9 10
11
12 13

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SF
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MWM
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HPM
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WKSWA
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KL
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Shepherd Kaplan Krochuk's Q3 2014 Portfolio in Review

As of Q3 2014, Shepherd Kaplan Krochuk held 665 positions worth $780M, down 17% from $944M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shepherd Kaplan Krochuk's Q3 2014 filing shows 105 new, 136 increased, 185 reduced and 111 closed positions. Its largest new stake was Rayonier Advanced Materials: 53,000 shares worth $1.74M. The largest sale was Bed Bath & Beyond Inc, an estimated $2.52M.

By sector, the portfolio is most concentrated in Energy at 44% of assets, down from 45% a quarter earlier, followed by Healthcare and Materials.

  • Shepherd Kaplan Krochuk's largest Q3 2014 buy was Rayonier Advanced Materials: 53,000 shares worth $1.74M.
  • Shepherd Kaplan Krochuk added most to ENERGY XXI LTD COM SHS in Q3 2014, an estimated $2.54M increase.
  • Shepherd Kaplan Krochuk's biggest Q3 2014 reduction was Bed Bath & Beyond Inc, cutting an estimated $2.52M.
  • Shepherd Kaplan Krochuk fully exited MICROS SYSTEMS INC in Q3 2014, selling an estimated $2.07M.
  • Shepherd Kaplan Krochuk's ten largest holdings make up 35% of its $780M portfolio in Q3 2014.
  • Shepherd Kaplan Krochuk opened 105 new positions and closed 111 in Q3 2014.
  • Shepherd Kaplan Krochuk's portfolio value fell 17% quarter-over-quarter to $780M.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2014, filed 13 Nov 2014.