Shell Asset Management’s Barings BDC BBDC Stock Holding History

Shell Asset Management’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-76,640	Closed	-$1.94M	–	896
2015 Q3	$1.94M	Buy	+76,640	New	+$1.55M	0.03%	482
2014 Q4	–	Sell	-76,640	Closed	-$1.94M	–	866
2014 Q3	$1.94M	Buy	76,640 +7,155	+10%	+$194K	0.03%	496
2014 Q2	$1.97M	Sell	69,485 -810	-1%	-$21.2K	0.03%	500
2014 Q1	$1.82M	Sell	70,295 -285	-0.4%	-$7.78K	0.03%	534
2013 Q4	$1.95M	Buy	70,580 +11,431	+19%	+$331K	0.03%	501
2013 Q3	$1.74M	Hold	59,149	–	–	0.03%	539
2013 Q2	$1.63M	Buy	+59,149	New	+$1.65M	0.03%	535

Other funds holding BBDC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PGH

Partners Group Holding Baar-Zug, Switzerland $1.35B AUM 27.53% 1-Year Est. Return

Shell Asset Management's BBDC Position: Q4 2015 in Review

Shell Asset Management sold out of Barings BDC (BBDC) in Q4 2015, closing a stake of 76,640 shares — an estimated $1.94M sold.

Shell Asset Management first reported a position in BBDC in Q2 2013 and held it in 7 quarters. The position peaked at $1.97M in Q2 2014. 99 funds tracked by Wall St. Rank hold BBDC as of Q4 2015.

Shell Asset Management reported no remaining Barings BDC position as of Q4 2015 after selling out during the quarter.
Shell Asset Management sold 76,640 Barings BDC shares in Q4 2015, an estimated $1.94M.
Shell Asset Management first reported a position in Barings BDC in Q2 2013 and held it in 7 quarters.
Shell Asset Management's Barings BDC position peaked at $1.97M in Q2 2014.
99 funds tracked by Wall St. Rank held Barings BDC as of Q4 2015.

Based on Shell Asset Management's 13F filing for Q4 2015, filed 5 Feb 2016.