We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$591M
AUM Growth
+$35.9M
Cap. Flow
+$9.84M
Cap. Flow %
1.66%
Top 10 Hldgs %
17.93%
Holding
2,418
New
133
Increased
567
Reduced
500
Closed
73

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.12M
2
HMNY
Helios and Matheson Analytics Inc.
HMNY
+$1M
3
EVRG icon
Evergy
EVRG
+$977K
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$689K
5
IBM icon
IBM
IBM
+$679K

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$805K
2
SH icon
ProShares Short S&P500
SH
+$509K
3
AMC icon
AMC Entertainment Holdings
AMC
+$502K
4
GIS icon
General Mills
GIS
+$502K
5
GLD icon
SPDR Gold Trust
GLD
+$449K

Sector Composition

Rank Sector Weight
1 Technology 14.98%
2 Financials 9.99%
3 Communication Services 8.7%
4 Healthcare 8.15%
5 Industrials 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGL
2401
DELISTED
Wgl Holdings
WGL
– –
-1,400
Closed -$124K
KND
2402
DELISTED
Kindred Healthcare
KND
– –
-3,000
Closed -$27K
TEP
2403
DELISTED
Tallgrass Energy Partners, LP
TEP
– –
-5
Closed –
WIN
2404
DELISTED
Windstream Holdings Inc
WIN
$0 ﹤0.01%
61
-4
-6% -$18
ATV
2405
DELISTED
Acorn International
ATV
$0 ﹤0.01%
+10
New +$203
WPZ
2406
DELISTED
Williams Partners L.P.
WPZ
– –
-162
Closed -$7K
OHAI
2407
DELISTED
OHA Investment Corporation
OHAI
– –
-800
Closed -$1K
BEAT
2408
DELISTED
BioTelemetry, Inc.
BEAT
– –
-10
Closed –
XL
2409
DELISTED
XL Group Ltd.
XL
– –
-38
Closed -$2K
MINC
2410
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
– –
-21
Closed -$1K
AAWW
2411
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$0 ﹤0.01%
+5
New +$324
NIHD
2412
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
+25
New +$128
PGLC
2413
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$0 ﹤0.01%
200
– –
IMDZ
2414
DELISTED
Immune Design Corp.
IMDZ
$0 ﹤0.01%
133
-133
-50% -$499
SLY
2415
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$0 ﹤0.01%
6
– –
HK
2416
DELISTED
Halcon Resources Corporation
HK
$0 ﹤0.01%
98
– –
FTF.RT
2417
DELISTED
Franklin Limited Duration Income Trust Rights (expiring October 18, 2018)
FTF.RT
$0 ﹤0.01%
+1,020
New +$197
93 94 95 96
97

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, SeaCrest Wealth Management held 2,418 positions worth $591M, up 6.5% from $555M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

SeaCrest Wealth Management's Q3 2018 filing shows 133 new, 567 increased, 500 reduced and 73 closed positions. Its largest new stake was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K. The largest sale was ProShares Ultra VIX Short-Term Futures ETF, an estimated $805K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2018 buy was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K.
  • SeaCrest Wealth Management added most to Apple in Q3 2018, an estimated $1.12M increase.
  • SeaCrest Wealth Management's biggest Q3 2018 reduction was ProShares Short S&P500, cutting an estimated $509K.
  • SeaCrest Wealth Management fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2018, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 18% of its $591M portfolio in Q3 2018.
  • SeaCrest Wealth Management opened 133 new positions and closed 73 in Q3 2018.
  • SeaCrest Wealth Management's portfolio value rose 6.5% quarter-over-quarter to $591M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.