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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$988M
AUM Growth
+$40.3M
Cap. Flow
+$2.75M
Cap. Flow %
0.28%
Top 10 Hldgs %
33.28%
Holding
680
New
52
Increased
232
Reduced
293
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.14M
2
SFLR icon
Innovator Equity Managed Floor ETF
SFLR
+$1.34M
3
FTCA
Franklin California Municipal Income ETF
FTCA
+$1.25M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$1.15M
5
MRK icon
Merck
MRK
+$1.08M

Top Sells

Rank Stock Value
1
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.38M
2
NVDA icon
NVIDIA
NVDA
+$1.3M
3
RACE icon
Ferrari
RACE
+$1.26M
4
ARCC icon
Ares Capital
ARCC
+$1.1M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 23.39%
2 Communication Services 12.22%
3 Financials 6.89%
4 Healthcare 5.32%
5 Industrials 4.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBB icon
201
Hubbell
HUBB
$25B
$914K 0.09%
1,953
-357
-15% -$156K
JCPB icon
202
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
$906K 0.09%
19,085
+11,241
+143% +$535K
FMAT icon
203
Fidelity MSCI Materials Index ETF
FMAT
$589M
$902K 0.09%
16,386
+365
+2% +$18.8K
MELI icon
204
Mercado Libre
MELI
$95.6B
$900K 0.09%
416
+61
+17% +$128K
WMB icon
205
Williams Companies
WMB
$86.7B
$897K 0.09%
14,848
-613
-4% -$37.1K
EBC icon
206
Eastern Bankshares
EBC
$5.29B
$891K 0.09%
46,000
– –
HYG icon
207
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$882K 0.09%
10,909
+44
+0.4% +$3.55K
SCHW
208
Charles Schwab
SCHW
$181B
$882K 0.09%
8,650
-968
-10% -$91.8K
IUSG icon
209
iShares Core S&P US Growth ETF
IUSG
$31.3B
$881K 0.09%
5,176
-182
-3% -$30.4K
FPE icon
210
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$879K 0.09%
48,096
+3,652
+8% +$66.8K
FSK icon
211
FS KKR Capital
FSK
$2.96B
$878K 0.09%
61,860
+1,103
+2% +$16.7K
MS icon
212
Morgan Stanley
MS
$330B
$873K 0.09%
4,725
+185
+4% +$30.9K
IVW icon
213
iShares S&P 500 Growth ETF
IVW
$72.7B
$869K 0.09%
6,962
+865
+14% +$106K
COP icon
214
ConocoPhillips
COP
$145B
$864K 0.09%
9,201
+284
+3% +$25.7K
IEF icon
215
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$863K 0.09%
8,946
+1,270
+17% +$123K
USAC icon
216
USA Compression Partners
USAC
$3.79B
$862K 0.09%
35,980
+11,735
+48% +$275K
CSM icon
217
ProShares Large Cap Core Plus
CSM
$514M
$855K 0.09%
10,667
-100
-0.9% -$7.81K
ILCB icon
218
iShares Morningstar US Equity ETF
ILCB
$1.26B
$850K 0.09%
8,905
-1,125
-11% -$105K
MRVL icon
219
Marvell Technology
MRVL
$165B
$850K 0.09%
10,040
+7,461
+289% +$653K
TLT icon
220
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$846K 0.09%
9,631
+300
+3% +$26.8K
SOFI icon
221
SoFi Technologies
SOFI
$21.1B
$844K 0.09%
31,255
+9,077
+41% +$253K
SBUX icon
222
Starbucks
SBUX
$121B
$834K 0.08%
9,617
-201
-2% -$17K
JCI icon
223
Johnson Controls International
JCI
$87.8B
$815K 0.08%
7,247
-489
-6% -$56.1K
QQQI icon
224
NEOS Nasdaq 100 High Income ETF
QQQI
$13.2B
$814K 0.08%
14,959
+835
+6% +$45.5K
CWB icon
225
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$814K 0.08%
8,838
-470
-5% -$42.7K
7 8
9
10 11

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, SeaCrest Wealth Management held 680 positions worth $988M, up 4.2% from $948M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management's Q4 2025 filing shows 52 new, 232 increased, 293 reduced and 48 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M. The largest sale was iPath Series B S&P 500 VIX Short-Term Futures ETN, an estimated $1.38M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Communication Services and Financials.

  • SeaCrest Wealth Management's largest Q4 2025 buy was iShares 1-3 Year Treasury Bond ETF: 25,830 shares worth $2.14M.
  • SeaCrest Wealth Management added most to Merck in Q4 2025, an estimated $1.08M increase.
  • SeaCrest Wealth Management's biggest Q4 2025 reduction was NVIDIA, cutting an estimated $1.3M.
  • SeaCrest Wealth Management fully exited iPath Series B S&P 500 VIX Short-Term Futures ETN in Q4 2025, selling an estimated $1.38M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $988M portfolio in Q4 2025.
  • SeaCrest Wealth Management opened 52 new positions and closed 48 in Q4 2025.
  • SeaCrest Wealth Management's portfolio value rose 4.2% quarter-over-quarter to $988M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2025, filed 12 Jan 2026.