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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBC icon
201
Eastern Bankshares
EBC
$5.29B
$858K 0.09%
46,000
-7,774
-14% -$128K
GWW icon
202
W.W. Grainger
GWW
$64B
$855K 0.09%
884
-182
-17% -$183K
FMAT icon
203
Fidelity MSCI Materials Index ETF
FMAT
$589M
$845K 0.09%
16,021
+159
+1% +$8.27K
MSTR icon
204
Strategy Inc
MSTR
$35.7B
$840K 0.09%
2,539
+20
+0.8% +$7.42K
JCI icon
205
Johnson Controls International
JCI
$87.8B
$839K 0.09%
7,736
+2,926
+61% +$313K
COP icon
206
ConocoPhillips
COP
$145B
$836K 0.09%
8,917
-7,976
-47% -$754K
CSM icon
207
ProShares Large Cap Core Plus
CSM
$514M
$834K 0.09%
10,767
+45
+0.4% +$3.3K
TLT icon
208
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$833K 0.09%
9,331
+161
+2% +$14.1K
EQWL icon
209
Invesco S&P 100 Equal Weight ETF
EQWL
$2.7B
$833K 0.09%
7,199
+1,764
+32% +$198K
IEFA icon
210
iShares Core MSCI EAFE ETF
IEFA
$192B
$830K 0.09%
9,381
-252
-3% -$21.4K
AIO
211
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$863M
$827K 0.09%
34,360
-1,240
-3% -$30.3K
FDX icon
212
FedEx
FDX
$73B
$816K 0.09%
3,402
-671
-16% -$155K
FPE icon
213
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$813K 0.09%
44,444
+20,082
+82% +$363K
BMY icon
214
Bristol-Myers Squibb
BMY
$132B
$806K 0.09%
18,094
-2,148
-11% -$100K
DXJ icon
215
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
$800K 0.08%
6,003
+844
+16% +$104K
CHAT icon
216
Roundhill Generative AI & Technology ETF
CHAT
$1.7B
$797K 0.08%
12,245
+2,295
+23% +$123K
BUFF icon
217
Innovator Laddered Allocation Power Buffer ETF
BUFF
$911M
$786K 0.08%
+16,055
New +$770K
SBUX icon
218
Starbucks
SBUX
$121B
$786K 0.08%
9,818
-2,116
-18% -$189K
PWR icon
219
Quanta Services
PWR
$98.7B
$778K 0.08%
1,755
– –
QQQI icon
220
NEOS Nasdaq 100 High Income ETF
QQQI
$13.2B
$777K 0.08%
14,124
+934
+7% +$49.6K
PAPR icon
221
Innovator US Equity Power Buffer ETF April
PAPR
$950M
$776K 0.08%
20,186
– –
DCOM icon
222
Dime Commercial Bancshares
DCOM
$1.8B
$775K 0.08%
25,543
-900
-3% -$26.4K
MELI icon
223
Mercado Libre
MELI
$95.6B
$774K 0.08%
355
-87
-20% -$209K
SITM icon
224
SiTime
SITM
$15.8B
$773K 0.08%
+2,470
New +$573K
IWD icon
225
iShares Russell 1000 Value ETF
IWD
$81.8B
$772K 0.08%
3,768
+2
+0.1% +$398
7 8
9
10 11

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.