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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
201
Uber
UBER
$145B
$898K 0.11%
20,043
-679
-3% -$29.7K
CL icon
202
Colgate-Palmolive
CL
$74.8B
$888K 0.11%
11,746
-72
-0.6% -$5.72K
VOD icon
203
Vodafone
VOD
$37.1B
$877K 0.11%
56,768
-868
-2% -$14.4K
SPB icon
204
Spectrum Brands
SPB
$2.03B
$873K 0.11%
+9,125
New +$776K
TAN icon
205
Invesco Solar ETF
TAN
$1.37B
$873K 0.11%
10,922
+609
+6% +$51.3K
EPD icon
206
Enterprise Products Partners
EPD
$83.7B
$867K 0.1%
40,059
+2,120
+6% +$48.2K
VEA icon
207
Vanguard FTSE Developed Markets ETF
VEA
$223B
$862K 0.1%
17,082
+1,706
+11% +$88.7K
VNQ icon
208
Vanguard Real Estate ETF
VNQ
$39.9B
$860K 0.1%
8,449
-284
-3% -$30.1K
RSP icon
209
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$851K 0.1%
5,679
-227
-4% -$34.8K
MDU icon
210
MDU Resources
MDU
$4.18B
$848K 0.1%
75,173
-873
-1% -$10.5K
CIBR icon
211
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.9B
$845K 0.1%
17,354
+1,423
+9% +$70.4K
WM icon
212
Waste Management
WM
$95B
$843K 0.1%
5,644
+368
+7% +$55.1K
BABA icon
213
Alibaba
BABA
$276B
$829K 0.1%
5,598
-256
-4% -$46.6K
PFFD icon
214
Global X US Preferred ETF
PFFD
$2.13B
$829K 0.1%
32,178
+22,876
+246% +$595K
COP icon
215
ConocoPhillips
COP
$144B
$827K 0.1%
12,200
+308
+3% +$17.8K
PANW icon
216
Palo Alto Networks
PANW
$256B
$827K 0.1%
10,356
-408
-4% -$28.7K
AZN icon
217
AstraZeneca
AZN
$269B
$820K 0.1%
6,824
+523
+8% +$60.9K
ARCC icon
218
Ares Capital
ARCC
$13.4B
$819K 0.1%
40,289
-45
-0.1% -$902
BRK.B icon
219
Berkshire Hathaway Class B
BRK.B
$1.1T
$806K 0.1%
2,952
+20
+0.7% +$5.62K
APD icon
220
Air Products & Chemicals
APD
$65.5B
$798K 0.1%
3,117
-21
-0.7% -$5.81K
ABFL
221
Abacus FCF Leaders ETF
ABFL
$511M
$798K 0.1%
14,766
-1,103
-7% -$61K
GWW icon
222
W.W. Grainger
GWW
$64.2B
$794K 0.1%
2,019
+36
+2% +$15.6K
JNUG icon
223
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$348M
$793K 0.1%
15,010
-2,930
-16% -$199K
DVY icon
224
iShares Select Dividend ETF
DVY
$23.8B
$791K 0.1%
6,891
+186
+3% +$21.7K
GLDM icon
225
SPDR Gold MiniShares Trust
GLDM
$27.5B
$775K 0.09%
22,188
+1,962
+10% +$69.8K
7 8
9
10 11

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.