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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$591M
AUM Growth
+$35.9M
Cap. Flow
+$9.84M
Cap. Flow %
1.66%
Top 10 Hldgs %
17.93%
Holding
2,418
New
133
Increased
567
Reduced
500
Closed
73

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.12M
2
HMNY
Helios and Matheson Analytics Inc.
HMNY
+$1M
3
EVRG icon
Evergy
EVRG
+$977K
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$689K
5
IBM icon
IBM
IBM
+$679K

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$805K
2
SH icon
ProShares Short S&P500
SH
+$509K
3
AMC icon
AMC Entertainment Holdings
AMC
+$502K
4
GIS icon
General Mills
GIS
+$502K
5
GLD icon
SPDR Gold Trust
GLD
+$449K

Sector Composition

Rank Sector Weight
1 Technology 14.98%
2 Financials 9.99%
3 Communication Services 8.7%
4 Healthcare 8.15%
5 Industrials 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAN icon
2001
CVR Partners
UAN
$1.3B
$3K ﹤0.01%
91
– –
VYGR icon
2002
Voyager Therapeutics
VYGR
$181M
$3K ﹤0.01%
+158
New +$3.03K
W icon
2003
Wayfair
W
$11.8B
$3K ﹤0.01%
+20
New +$2.54K
WAL icon
2004
Western Alliance Bancorporation
WAL
$8.81B
$3K ﹤0.01%
50
– –
WES icon
2005
Western Midstream Partners
WES
$19.4B
$3K ﹤0.01%
+105
New +$3.68K
WTFC icon
2006
Wintrust Financial
WTFC
$10.7B
$3K ﹤0.01%
37
– –
XHB icon
2007
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$3K ﹤0.01%
75
– –
ZTO icon
2008
ZTO Express
ZTO
$18.2B
$3K ﹤0.01%
200
– –
NVRO
2009
DELISTED
NEVRO CORP.
NVRO
$3K ﹤0.01%
+50
New +$3.13K
INFN
2010
DELISTED
Infinera Corporation Common Stock
INFN
$3K ﹤0.01%
461
– –
SVVC
2011
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$3K ﹤0.01%
166
– –
BLCM
2012
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$3K ﹤0.01%
45
– –
ATCO
2013
DELISTED
Atlas Corp.
ATCO
$3K ﹤0.01%
361
– –
RSX
2014
DELISTED
VanEck Russia ETF
RSX
$3K ﹤0.01%
+150
New +$3.1K
ACC
2015
DELISTED
American Campus Communities, Inc.
ACC
$3K ﹤0.01%
78
– –
IIN
2016
DELISTED
IntriCon Corporation
IIN
$3K ﹤0.01%
+50
New +$2.93K
MDP
2017
DELISTED
Meredith Corporation
MDP
$3K ﹤0.01%
60
– –
LDRS
2018
DELISTED
Innovator IBD ETF Leaders ETF
LDRS
$3K ﹤0.01%
100
– –
CTB
2019
DELISTED
Cooper Tire & Rubber Co.
CTB
$3K ﹤0.01%
100
– –
PRSP
2020
DELISTED
Perspecta Inc. Common Stock
PRSP
$3K ﹤0.01%
101
-95
-48% -$2.22K
FPRX
2021
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$3K ﹤0.01%
200
– –
VAR
2022
DELISTED
Varian Medical Systems, Inc.
VAR
$3K ﹤0.01%
28
– –
DLPH
2023
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$3K ﹤0.01%
95
-10
-10% -$396
BLPH
2024
DELISTED
Bellerophon Therapeutics, Inc.
BLPH
$3K ﹤0.01%
+200
New +$4.75K
EQGP
2025
DELISTED
EQGP Holdings, LP
EQGP
$3K ﹤0.01%
+148
New +$3.31K
79 80
81
82 83

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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, SeaCrest Wealth Management held 2,418 positions worth $591M, up 6.5% from $555M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

SeaCrest Wealth Management's Q3 2018 filing shows 133 new, 567 increased, 500 reduced and 73 closed positions. Its largest new stake was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K. The largest sale was ProShares Ultra VIX Short-Term Futures ETF, an estimated $805K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2018 buy was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K.
  • SeaCrest Wealth Management added most to Apple in Q3 2018, an estimated $1.12M increase.
  • SeaCrest Wealth Management's biggest Q3 2018 reduction was ProShares Short S&P500, cutting an estimated $509K.
  • SeaCrest Wealth Management fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2018, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 18% of its $591M portfolio in Q3 2018.
  • SeaCrest Wealth Management opened 133 new positions and closed 73 in Q3 2018.
  • SeaCrest Wealth Management's portfolio value rose 6.5% quarter-over-quarter to $591M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.