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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
176
3M
MMM
$90.8B
$986K 0.1%
6,322
-929
-13% -$143K
WMB icon
177
Williams Companies
WMB
$86.7B
$982K 0.1%
15,461
+3,536
+30% +$208K
FAST icon
178
Fastenal
FAST
$53.5B
$974K 0.1%
20,485
-156
-0.8% -$7.37K
HUBB icon
179
Hubbell
HUBB
$25B
$969K 0.1%
2,310
+16
+0.7% +$6.89K
EMR icon
180
Emerson Electric
EMR
$83.3B
$962K 0.1%
7,240
-844
-10% -$115K
LMT icon
181
Lockheed Martin
LMT
$132B
$957K 0.1%
1,863
-1,292
-41% -$586K
AXON
182
Axon Enterprise
AXON
$42.3B
$957K 0.1%
1,315
-158
-11% -$120K
MCD icon
183
McDonald's
MCD
$191B
$956K 0.1%
3,247
-900
-22% -$274K
XLI icon
184
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$942K 0.1%
6,054
-285
-4% -$43.2K
ILCB icon
185
iShares Morningstar US Equity ETF
ILCB
$1.26B
$936K 0.1%
10,030
-60
-0.6% -$5.34K
VST icon
186
Vistra
VST
$50.1B
$936K 0.1%
4,529
-445
-9% -$88.2K
SCHR
187
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$934K 0.1%
37,230
-6,850
-16% -$171K
TEVA icon
188
Teva Pharmaceuticals
TEVA
$41.2B
$933K 0.1%
+46,185
New +$811K
AVAV icon
189
AeroVironment
AVAV
$7.42B
$921K 0.1%
+2,260
New +$585K
DDFL
190
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
$134M
$917K 0.1%
+45,328
New +$903K
ISRG icon
191
Intuitive Surgical
ISRG
$126B
$904K 0.1%
2,017
-63
-3% -$30.2K
SCHW
192
Charles Schwab
SCHW
$181B
$902K 0.1%
9,618
+510
+6% +$48.4K
IUSG icon
193
iShares Core S&P US Growth ETF
IUSG
$31.3B
$891K 0.09%
5,358
+213
+4% +$33.5K
FSK icon
194
FS KKR Capital
FSK
$2.96B
$878K 0.09%
60,757
-2,122
-3% -$40.2K
UNH icon
195
UnitedHealth
UNH
$383B
$878K 0.09%
2,373
+7
+0.3% +$2.12K
HYG icon
196
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$876K 0.09%
10,865
+137
+1% +$11K
MP icon
197
MP Materials
MP
$7.42B
$873K 0.09%
+12,371
New +$778K
DIA icon
198
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$872K 0.09%
1,872
-937
-33% -$422K
TDG icon
199
TransDigm Group
TDG
$69.9B
$865K 0.09%
673
+14
+2% +$20K
CWB icon
200
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$863K 0.09%
9,308
+1,372
+17% +$118K
6 7
8
9 10

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.