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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
176
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.08M 0.12%
53,277
-1,334
-2% -$27.2K
SCHO icon
177
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$1.08M 0.12%
42,320
-2,280
-5% -$58.1K
BCE icon
178
BCE
BCE
$20.8B
$1.07M 0.12%
20,651
+447
+2% +$22.9K
IP icon
179
International Paper
IP
$22.6B
$1.04M 0.11%
22,225
+35
+0.2% +$1.73K
GWW icon
180
W.W. Grainger
GWW
$64.2B
$1.04M 0.11%
2,010
-9
-0.4% -$4.24K
XLF icon
181
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$1.04M 0.11%
26,691
+482
+2% +$18.9K
MA icon
182
Mastercard
MA
$498B
$1.04M 0.11%
2,890
+119
+4% +$41.2K
SYY icon
183
Sysco
SYY
$40.8B
$1.01M 0.11%
12,923
-117
-0.9% -$9.01K
ANGL icon
184
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.01M 0.11%
30,673
-3,754
-11% -$124K
CL icon
185
Colgate-Palmolive
CL
$74.8B
$1M 0.11%
11,712
-34
-0.3% -$2.65K
MAC icon
186
Macerich
MAC
$7.4B
$994K 0.11%
57,541
– –
PPL
187
PPL Corp
PPL
$26.9B
$993K 0.11%
33,047
-1,006
-3% -$29K
CMG icon
188
Chipotle Mexican Grill
CMG
$43.9B
$979K 0.11%
28,000
-1,000
-3% -$35.2K
KHC icon
189
Kraft Heinz
KHC
$32.8B
$969K 0.11%
26,983
-50
-0.2% -$1.8K
UBER icon
190
Uber
UBER
$145B
$967K 0.11%
23,052
+3,009
+15% +$130K
VCSH icon
191
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$966K 0.11%
11,893
+3
+0% +$245
ARR
192
Armour Residential REIT
ARR
$2.32B
$963K 0.11%
+19,643
New +$1.02M
BP icon
193
BP
BP
$112B
$963K 0.11%
36,151
-5,608
-13% -$156K
XYZ
194
Block Inc
XYZ
$48.9B
$960K 0.11%
5,943
+135
+2% +$29.3K
CIBR icon
195
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.9B
$959K 0.11%
18,158
+804
+5% +$42.3K
FCX icon
196
Freeport-McMoran
FCX
$86.2B
$957K 0.11%
22,933
+8,347
+57% +$317K
CONE
197
DELISTED
CyrusOne Inc Common Stock
CONE
$957K 0.11%
10,670
-1,581
-13% -$134K
RSG icon
198
Republic Services
RSG
$67.4B
$946K 0.1%
6,783
+996
+17% +$132K
HIFS icon
199
Hingham Institution for Saving
HIFS
$624M
$945K 0.1%
2,251
– –
CLF icon
200
Cleveland-Cliffs
CLF
$6.49B
$941K 0.1%
43,237
-2,678
-6% -$57.7K
6 7
8
9 10

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.