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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$534M
AUM Growth
+$43M
Cap. Flow
+$36.8M
Cap. Flow %
6.89%
Top 10 Hldgs %
19.01%
Holding
573
New
57
Increased
265
Reduced
172
Closed
29

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.97M
2
AMGN icon
Amgen
AMGN
+$1.87M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$1.37M
4
BX icon
Blackstone
BX
+$1.32M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.17M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$2.53M
2
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$1.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$866K
4
HDV
iShares Core High Dividend ETF
HDV
+$800K
5
CAH icon
Cardinal Health
CAH
+$799K

Sector Composition

Rank Sector Weight
1 Technology 14.61%
2 Financials 9.74%
3 Communication Services 8.82%
4 Healthcare 7.91%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
176
Oracle
ORCL
$346B
$774K 0.14%
14,065
-158
-1% -$8.73K
VOE icon
177
Vanguard Mid-Cap Value ETF
VOE
$24.1B
$770K 0.14%
6,815
+44
+0.6% +$4.89K
VTA
178
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$765K 0.14%
69,474
+399
+0.6% +$4.4K
ITA icon
179
iShares US Aerospace & Defense ETF
ITA
$14.5B
$764K 0.14%
6,804
+362
+6% +$39.6K
UPS icon
180
United Parcel Service
UPS
$89.8B
$763K 0.14%
6,367
+487
+8% +$55.7K
PCSB
181
DELISTED
PCSB Financial Corporation
PCSB
$760K 0.14%
38,000
– –
PGX icon
182
Invesco Preferred ETF
PGX
$3.81B
$759K 0.14%
50,507
+1,632
+3% +$24.3K
VEU icon
183
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$757K 0.14%
15,175
-1,297
-8% -$64.7K
KEY icon
184
KeyCorp
KEY
$24.3B
$754K 0.14%
42,283
+510
+1% +$8.82K
MUB icon
185
iShares National Muni Bond ETF
MUB
$45.3B
$754K 0.14%
6,607
– –
FPE icon
186
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$752K 0.14%
38,105
+19,392
+104% +$380K
DVY icon
187
iShares Select Dividend ETF
DVY
$24.1B
$751K 0.14%
7,369
+1,006
+16% +$100K
FDL icon
188
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$751K 0.14%
24,180
+2,872
+13% +$87.8K
ARKG icon
189
ARK Genomic Revolution ETF
ARKG
$1.54B
$739K 0.14%
25,048
-8,958
-26% -$291K
MDU icon
190
MDU Resources
MDU
$4.31B
$729K 0.14%
68,048
+3,463
+5% +$35.4K
MTUM icon
191
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
$726K 0.14%
6,085
+372
+7% +$44.8K
PAYC icon
192
Paycom
PAYC
$7.54B
$724K 0.14%
3,455
+755
+28% +$176K
PEGI
193
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$723K 0.14%
26,838
+6,267
+30% +$158K
EFA icon
194
iShares MSCI EAFE ETF
EFA
$76.8B
$708K 0.13%
10,858
+1,081
+11% +$69.7K
HDEF icon
195
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
$694K 0.13%
30,548
+3,147
+11% +$70.6K
XAR icon
196
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.09B
$692K 0.13%
6,481
+1,763
+37% +$187K
BWX icon
197
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$684K 0.13%
23,849
-903
-4% -$26.1K
SLB icon
198
SLB Ltd
SLB
$74.1B
$672K 0.13%
19,656
+1,746
+10% +$63.8K
FTA icon
199
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$668K 0.13%
12,954
+1,445
+13% +$74.1K
BDX icon
200
Becton Dickinson
BDX
$45.8B
$659K 0.12%
2,671
+7
+0.3% +$1.73K
6 7
8
9 10

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, SeaCrest Wealth Management held 573 positions worth $534M, up 8.8% from $491M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SeaCrest Wealth Management deployed $36.8M of net new capital in Q3 2019, opening 57 new positions and adding to 265 existing holdings. Its largest new stake was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $2.53M trimmed.

  • SeaCrest Wealth Management's largest Q3 2019 buy was SPDR Gold MiniShares Trust: 46,527 shares worth $1.37M.
  • SeaCrest Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2019, an estimated $4.97M increase.
  • SeaCrest Wealth Management's biggest Q3 2019 reduction was Schwab International Equity ETF, cutting an estimated $2.53M.
  • SeaCrest Wealth Management fully exited VanEck Gold Miners ETF in Q3 2019, selling an estimated $866K.
  • SeaCrest Wealth Management's ten largest holdings make up 19% of its $534M portfolio in Q3 2019.
  • SeaCrest Wealth Management opened 57 new positions and closed 29 in Q3 2019.
  • SeaCrest Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $534M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.