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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
151
AstraZeneca
AZN
$266B
$1.23M 0.13%
7,198
-575
-7% -$87K
UJUL icon
152
Innovator US Equity Ultra Buffer ETF July
UJUL
$284M
$1.22M 0.13%
+32,062
New +$1.2M
SCHZ icon
153
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.21M 0.13%
51,780
-14,575
-22% -$339K
MU icon
154
Micron Technology
MU
$988B
$1.21M 0.13%
6,165
+111
+2% +$14.2K
INTC icon
155
Intel
INTC
$460B
$1.19M 0.13%
31,799
+8,696
+38% +$211K
EVX icon
156
VanEck Environmental Services ETF
EVX
$99.3M
$1.18M 0.12%
30,036
– –
SCHC icon
157
Schwab International Small-Cap Equity ETF
SCHC
$5.42B
$1.16M 0.12%
25,347
-427
-2% -$18.8K
BND icon
158
Vanguard Total Bond Market
BND
$158B
$1.16M 0.12%
15,608
+9,092
+140% +$669K
XMMO icon
159
Invesco S&P MidCap Momentum ETF
XMMO
$7.09B
$1.16M 0.12%
8,426
+2,432
+41% +$320K
SPSB icon
160
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$1.13M 0.12%
37,369
– –
FNDB icon
161
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.42B
$1.12M 0.12%
43,463
+722
+2% +$17.9K
EVRG icon
162
Evergy
EVRG
$19.2B
$1.1M 0.12%
14,158
-280
-2% -$20K
VNQ icon
163
Vanguard Real Estate ETF
VNQ
$39.4B
$1.09M 0.12%
12,199
-788
-6% -$71.5K
CFG icon
164
Citizens Financial Group
CFG
$30.3B
$1.09M 0.12%
21,013
+1,698
+9% +$84.5K
SLV icon
165
iShares Silver Trust
SLV
$28.6B
$1.08M 0.11%
24,245
+3
+0% +$108
SO icon
166
Southern Company
SO
$106B
$1.08M 0.11%
11,183
-829
-7% -$77.4K
EFA icon
167
iShares MSCI EAFE ETF
EFA
$78.5B
$1.05M 0.11%
11,124
-1,298
-10% -$118K
GRID
168
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.3B
$1.04M 0.11%
6,779
-156
-2% -$22.4K
DE icon
169
Deere & Co
DE
$162B
$1.03M 0.11%
2,240
-353
-14% -$174K
AXP icon
170
American Express
AXP
$228B
$1.02M 0.11%
3,165
-286
-8% -$91K
NEE icon
171
NextEra Energy
NEE
$183B
$1.02M 0.11%
12,165
-39
-0.3% -$2.85K
GS icon
172
Goldman Sachs
GS
$302B
$1.02M 0.11%
1,316
-254
-16% -$188K
QUAL icon
173
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$1.02M 0.11%
5,165
-667
-11% -$125K
WFC icon
174
Wells Fargo
WFC
$258B
$997K 0.11%
12,505
-262
-2% -$21.2K
TJX icon
175
TJX Companies
TJX
$176B
$988K 0.1%
7,022
-1,722
-20% -$229K
5 6
7
8 9

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.