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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICSH icon
151
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$1.23M 0.13%
24,407
-975
-4% -$49.2K
SCHC icon
152
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$1.23M 0.13%
30,059
-178
-0.6% -$7.42K
ED icon
153
Consolidated Edison
ED
$41.4B
$1.23M 0.13%
14,386
+461
+3% +$36.2K
PANW icon
154
Palo Alto Networks
PANW
$256B
$1.22M 0.13%
13,104
+2,748
+27% +$238K
PFF icon
155
iShares Preferred and Income Securities ETF
PFF
$13.1B
$1.21M 0.13%
30,789
+345
+1% +$13.4K
EMR icon
156
Emerson Electric
EMR
$81.6B
$1.2M 0.13%
12,934
-67
-0.5% -$6.31K
GM icon
157
General Motors
GM
$80.9B
$1.2M 0.13%
20,378
-18
-0.1% -$1.05K
SLYV icon
158
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.18M 0.13%
13,953
-232
-2% -$19.8K
ETN icon
159
Eaton
ETN
$141B
$1.18M 0.13%
6,830
-144
-2% -$23.9K
NOC icon
160
Northrop Grumman
NOC
$76B
$1.16M 0.13%
3,007
+1,511
+101% +$563K
AEP icon
161
American Electric Power
AEP
$70.4B
$1.15M 0.13%
12,951
-12
-0.1% -$1.01K
RDS.B
162
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.15M 0.13%
26,517
-79
-0.3% -$3.56K
QUAL icon
163
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
$1.15M 0.13%
7,877
+256
+3% +$36.2K
SHW icon
164
Sherwin-Williams
SHW
$83.5B
$1.14M 0.13%
3,248
-17
-0.5% -$5.49K
GLW icon
165
Corning
GLW
$107B
$1.14M 0.13%
30,636
-6,861
-18% -$257K
PARAP
166
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$1.14M 0.12%
+22,605
New +$1.3M
EW icon
167
Edwards Lifesciences
EW
$49.4B
$1.12M 0.12%
8,659
-127
-1% -$14.8K
VDE icon
168
Vanguard Energy ETF
VDE
$9.9B
$1.12M 0.12%
14,374
-1,145
-7% -$91.1K
MDLZ icon
169
Mondelez International
MDLZ
$82.9B
$1.11M 0.12%
16,773
-1,564
-9% -$96.5K
LIT icon
170
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$1.11M 0.12%
13,150
+688
+6% +$61K
DUK icon
171
Duke Energy
DUK
$101B
$1.1M 0.12%
10,522
+409
+4% +$41.5K
IGEB icon
172
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$1.1M 0.12%
20,859
+757
+4% +$40.3K
SILJ icon
173
Amplify Junior Silver Miners ETF
SILJ
$3.14B
$1.09M 0.12%
87,179
-22,971
-21% -$297K
PAYX icon
174
Paychex
PAYX
$43.4B
$1.08M 0.12%
7,950
-204
-3% -$25.2K
TMO icon
175
Thermo Fisher Scientific
TMO
$214B
$1.08M 0.12%
1,626
+31
+2% +$19.4K
5 6
7
8 9

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AIC
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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.