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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
151
CSX Corp
CSX
$94B
$1.19M 0.14%
39,988
+19
+0% +$608
PFF icon
152
iShares Preferred and Income Securities ETF
PFF
$13.1B
$1.18M 0.14%
30,444
+1,666
+6% +$65.3K
RDS.B
153
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.18M 0.14%
+26,596
New +$1.05M
IP icon
154
International Paper
IP
$22.6B
$1.18M 0.14%
22,190
-1,810
-8% -$101K
SLYV icon
155
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.16M 0.14%
14,185
-1,289
-8% -$106K
SO icon
156
Southern Company
SO
$108B
$1.16M 0.14%
18,689
+90
+0.5% +$5.79K
VMBS icon
157
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$1.15M 0.14%
21,627
-407
-2% -$21.8K
VDE icon
158
Vanguard Energy ETF
VDE
$9.9B
$1.15M 0.14%
15,519
+353
+2% +$24.6K
SCHO icon
159
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$1.14M 0.14%
44,600
-2,254
-5% -$57.8K
BP icon
160
BP
BP
$112B
$1.14M 0.14%
41,759
+5,131
+14% +$129K
ANGL icon
161
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$1.14M 0.14%
34,427
-345
-1% -$11.4K
F icon
162
Ford
F
$60.9B
$1.12M 0.14%
79,396
+237
+0.3% +$3.22K
FPE icon
163
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.12M 0.14%
54,611
+1,349
+3% +$27.9K
ADM icon
164
Archer Daniels Midland
ADM
$38.7B
$1.12M 0.13%
18,634
-407
-2% -$24.4K
XLK icon
165
State Street Technology Select Sector SPDR ETF
XLK
$109B
$1.11M 0.13%
14,914
+1,128
+8% +$87K
EVRG icon
166
Evergy
EVRG
$19.4B
$1.11M 0.13%
17,875
– –
VTA
167
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.1M 0.13%
94,103
+3,324
+4% +$38.9K
UNP icon
168
Union Pacific
UNP
$174B
$1.09M 0.13%
5,555
-108
-2% -$23.3K
IGEB icon
169
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$1.08M 0.13%
+20,102
New +$1.09M
GM icon
170
General Motors
GM
$80.9B
$1.07M 0.13%
20,396
+670
+3% +$35.6K
MDLZ icon
171
Mondelez International
MDLZ
$82.9B
$1.07M 0.13%
18,337
+258
+1% +$16.1K
IVV icon
172
iShares Core S&P 500 ETF
IVV
$858B
$1.07M 0.13%
2,473
+16
+0.7% +$7.09K
GRMN
173
Garmin
GRMN
$56.9B
$1.06M 0.13%
6,794
-502
-7% -$81.6K
CMG icon
174
Chipotle Mexican Grill
CMG
$43.9B
$1.05M 0.13%
29,000
+7,150
+33% +$260K
AEP icon
175
American Electric Power
AEP
$70.4B
$1.05M 0.13%
12,963
+304
+2% +$26.5K
5 6
7
8 9

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OCA
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AOWM
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SWM
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EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.