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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJI
1626
DELISTED
South Jersey Industries, Inc.
SJI
– –
-720
Closed -$25K
ABMD
1627
DELISTED
Abiomed Inc
ABMD
– –
-730
Closed -$181K
JEMD
1628
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
– –
-9,000
Closed -$60K
CLR
1629
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-7,017
Closed -$459K
TWTR
1630
DELISTED
Twitter, Inc.
TWTR
– –
-1,981
Closed -$74K
RJA
1631
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
– –
-15,997
Closed -$149K
MNDT
1632
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-2,413
Closed -$53K
CDK
1633
DELISTED
CDK Global, Inc.
CDK
– –
-3,871
Closed -$212K
NLSN
1634
DELISTED
Nielsen Holdings plc
NLSN
– –
-2,619
Closed -$61K
EGLE
1635
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
-564
Closed -$29K
ATVI
1636
DELISTED
Activision Blizzard
ATVI
– –
-1,791
Closed -$139K
SIVB
1637
DELISTED
SVB Financial Group
SIVB
– –
-108
Closed -$43K
LUNA
1638
DELISTED
Luna Innovations Incorporated
LUNA
– –
-6,767
Closed -$39K
NID
1639
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-9,600
Closed -$125K
VG
1640
DELISTED
Vonage Holdings Corporation
VG
– –
-1,241
Closed -$23K
DOC
1641
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-7,193
Closed -$126K
BHVN
1642
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-1,825
Closed -$266K
62 63 64 65
66

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SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.