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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMGN
1601
DELISTED
Immunogen Inc
IMGN
– –
-3,625
Closed -$16K
LTHM
1602
DELISTED
Livent Corporation
LTHM
– –
-1,330
Closed -$30K
HT
1603
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-3,600
Closed -$35K
IHIT
1604
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
– –
-4,500
Closed -$39K
JHAA
1605
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
– –
-7,200
Closed -$64K
JPT
1606
DELISTED
Nuveen Preferred and Income Fund
JPT
– –
-2,750
Closed -$52K
JPS
1607
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-2,801
Closed -$20K
WWE
1608
DELISTED
World Wrestling Entertainment
WWE
– –
-299
Closed -$19K
FRG
1609
DELISTED
Franchise Group, Inc.
FRG
– –
-3,053
Closed -$107K
ARNC
1610
DELISTED
Arconic Corporation
ARNC
– –
-690
Closed -$19K
AEPPZ
1611
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-3,875
Closed -$210K
AJRD
1612
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-1,200
Closed -$49K
GLOP
1613
DELISTED
GASLOG PARTNERS LP
GLOP
– –
-4,259
Closed -$24K
DCP
1614
DELISTED
DCP Midstream, LP
DCP
– –
-1,496
Closed -$44K
CYXT
1615
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-1,527
Closed -$17K
BDXB
1616
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
– –
-3,090
Closed -$153K
AQUA
1617
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-525
Closed -$17K
FRC
1618
DELISTED
First Republic Bank
FRC
– –
-115
Closed -$17K
SJR
1619
DELISTED
Shaw Communications Inc.
SJR
– –
-1,500
Closed -$44K
ATCO
1620
DELISTED
Atlas Corp.
ATCO
– –
-1,402
Closed -$15K
MYOV
1621
DELISTED
Myovant Sciences Ltd.
MYOV
– –
-2,050
Closed -$25K
CAJ
1622
DELISTED
Canon, Inc.
CAJ
– –
-3,400
Closed -$77K
HPX
1623
DELISTED
HPX Corp.
HPX
– –
-2,000
Closed -$20K
UMPQ
1624
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-6,626
Closed -$111K
STOR
1625
DELISTED
STORE Capital Corporation
STOR
– –
-1,916
Closed -$50K
62 63 64
65
66

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AOWM
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EI
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PIP
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SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.