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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACLC
1576
American Century Large Cap Equity ETF
ACLC
$308M
– –
-9,866
Closed -$458K
XIFR
1577
XPLR Infrastructure LP
XIFR
$1.12B
– –
-2,491
Closed -$185K
QQQH
1578
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
– –
-385
Closed -$15K
TPC
1579
Tutor Perini Cor
TPC
$4.41B
– –
-2,500
Closed -$22K
BCPC
1580
Balchem Corp
BCPC
$5.38B
– –
-1,472
Closed -$191K
EQC
1581
DELISTED
Equity Commonwealth
EQC
– –
-1,588
Closed -$44K
PDCO
1582
DELISTED
Patterson Companies, Inc.
PDCO
– –
-3,166
Closed -$96K
FBMS
1583
DELISTED
The First Bancshares, Inc.
FBMS
– –
-1,550
Closed -$44K
ALTR
1584
DELISTED
Altair Engineering Inc
ALTR
– –
-800
Closed -$42K
PFC
1585
DELISTED
Premier Financial Corp. Common Stock
PFC
– –
-1,594
Closed -$40K
MUI
1586
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-6,852
Closed -$82K
SILV
1587
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-17,200
Closed -$105K
SCWX
1588
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
– –
-1,500
Closed -$16K
AY
1589
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-1,304
Closed -$42K
MRO
1590
DELISTED
Marathon Oil Corporation
MRO
– –
-19,320
Closed -$434K
ETRN
1591
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-2,696
Closed -$17K
FSD
1592
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-6,324
Closed -$72K
WRK
1593
DELISTED
WestRock Company
WRK
– –
-2,724
Closed -$109K
DLA
1594
DELISTED
Delta Apparel Inc.
DLA
– –
-700
Closed -$20K
AQNU
1595
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
– –
-3,970
Closed -$174K
SWAV
1596
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-580
Closed -$111K
AMJ
1597
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-4,399
Closed -$83K
KSM
1598
DELISTED
DWS Strategic Municipal Income Trust
KSM
– –
-5,000
Closed -$46K
NTG
1599
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-541
Closed -$17K
SPLK
1600
DELISTED
Splunk Inc
SPLK
– –
-3,149
Closed -$279K
62 63
64
65 66

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AOWM
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SWM
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EI
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PIP
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SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.