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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTL icon
1476
Unitil
UTL
$970M
– –
-467
Closed -$27K
UVV icon
1477
Universal Corp
UVV
$1.31B
– –
-400
Closed -$24K
UYG icon
1478
ProShares Ultra Financials
UYG
$828M
– –
-737
Closed -$32K
VALE icon
1479
Vale
VALE
$64.1B
– –
-10,285
Closed -$150K
VAW icon
1480
Vanguard Materials ETF
VAW
$2.95B
– –
-2,609
Closed -$418K
VBK icon
1481
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
– –
-646
Closed -$127K
VCLT icon
1482
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
– –
-407
Closed -$33K
VEEV icon
1483
Veeva Systems
VEEV
$33.1B
– –
-722
Closed -$143K
VFC icon
1484
VF Corp
VFC
$5.63B
– –
-2,037
Closed -$90K
VFH icon
1485
Vanguard Financials ETF
VFH
$13.5B
– –
-2,026
Closed -$156K
VFL
1486
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-4,678
Closed -$53K
VGIT icon
1487
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
– –
-1,849
Closed -$113K
VGK icon
1488
Vanguard FTSE Europe ETF
VGK
$30.7B
– –
-1,022
Closed -$54K
VGSH icon
1489
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-637
Closed -$38K
VIOO icon
1490
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
– –
-380
Closed -$32K
VIR icon
1491
Vir Biotechnology
VIR
$1.46B
– –
-1,400
Closed -$36K
VIRT icon
1492
Virtu Financial
VIRT
$5.11B
– –
-1,800
Closed -$42K
VIS icon
1493
Vanguard Industrials ETF
VIS
$8.1B
– –
-405
Closed -$66K
VKQ icon
1494
Invesco Municipal Trust
VKQ
$541M
– –
-1,728
Closed -$18K
VLY icon
1495
Valley National Bancorp
VLY
$7.9B
– –
-25,841
Closed -$269K
VMBS icon
1496
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
– –
-2,436
Closed -$116K
VMO icon
1497
Invesco Municipal Opportunity Trust
VMO
$651M
– –
-2,423
Closed -$25K
VNLA icon
1498
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
– –
-693
Closed -$34K
VNO icon
1499
Vornado Realty Trust
VNO
$7.41B
– –
-491
Closed -$14K
VNQI icon
1500
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
– –
-2,734
Closed -$121K
58 59
60
61 62

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AIC
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OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.