We are live on ! Find out more
SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$591M
AUM Growth
+$35.9M
Cap. Flow
+$9.84M
Cap. Flow %
1.66%
Top 10 Hldgs %
17.93%
Holding
2,418
New
133
Increased
567
Reduced
500
Closed
73

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.12M
2
HMNY
Helios and Matheson Analytics Inc.
HMNY
+$1M
3
EVRG icon
Evergy
EVRG
+$977K
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$689K
5
IBM icon
IBM
IBM
+$679K

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$805K
2
SH icon
ProShares Short S&P500
SH
+$509K
3
AMC icon
AMC Entertainment Holdings
AMC
+$502K
4
GIS icon
General Mills
GIS
+$502K
5
GLD icon
SPDR Gold Trust
GLD
+$449K

Sector Composition

Rank Sector Weight
1 Technology 14.98%
2 Financials 9.99%
3 Communication Services 8.7%
4 Healthcare 8.15%
5 Industrials 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFJ
1476
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.39B
$16K ﹤0.01%
1,200
– –
NOVT icon
1477
Novanta
NOVT
$4.91B
$16K ﹤0.01%
233
– –
PBR icon
1478
Petrobras
PBR
$120B
$16K ﹤0.01%
1,300
-2,950
-69% -$32.7K
PTY icon
1479
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$16K ﹤0.01%
900
– –
PWB icon
1480
Invesco Large Cap Growth ETF
PWB
$2.17B
$16K ﹤0.01%
333
– –
SXI icon
1481
Standex International
SXI
$3.33B
$16K ﹤0.01%
150
– –
TDS icon
1482
Telephone and Data Systems
TDS
$3.87B
$16K ﹤0.01%
521
-650
-56% -$18.6K
VOX icon
1483
Vanguard Communication Services ETF
VOX
$5.68B
$16K ﹤0.01%
182
– –
WCN
1484
Waste Connections
WCN
$43.6B
$16K ﹤0.01%
202
– –
SRLP
1485
DELISTED
SPRAGUE RESOURCES LP
SRLP
$16K ﹤0.01%
600
– –
CHK.PRD
1486
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$16K ﹤0.01%
300
– –
CEMI
1487
DELISTED
Chembio diagnostics, Inc.
CEMI
$16K ﹤0.01%
1,500
-500
-25% -$5.37K
FDC
1488
DELISTED
First Data Corporation
FDC
$16K ﹤0.01%
640
+66
+11% +$1.59K
ARLP icon
1489
Alliance Resource Partners
ARLP
$3.34B
$15K ﹤0.01%
720
– –
BN icon
1490
Brookfield
BN
$102B
$15K ﹤0.01%
961
– –
DLS icon
1491
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$15K ﹤0.01%
208
– –
DOV icon
1492
Dover
DOV
$26.7B
$15K ﹤0.01%
174
+10
+6% +$825
EMB icon
1493
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$15K ﹤0.01%
141
– –
ESI icon
1494
Element Solutions
ESI
$8.48B
$15K ﹤0.01%
1,200
-12,000
-91% -$150K
FLEX icon
1495
Flex
FLEX
$37.7B
$15K ﹤0.01%
1,469
-642
-30% -$6.72K
IIF
1496
Morgan Stanley India Investment Fund
IIF
$214M
$15K ﹤0.01%
630
– –
INCO icon
1497
Columbia India Consumer ETF
INCO
$232M
$15K ﹤0.01%
375
– –
LCII icon
1498
LCI Industries
LCII
$2.59B
$15K ﹤0.01%
180
– –
NMT icon
1499
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$127M
$15K ﹤0.01%
1,250
– –
NPO icon
1500
Enpro
NPO
$6.26B
$15K ﹤0.01%
+200
New +$14.8K
58 59
60
61 62

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, SeaCrest Wealth Management held 2,418 positions worth $591M, up 6.5% from $555M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

SeaCrest Wealth Management's Q3 2018 filing shows 133 new, 567 increased, 500 reduced and 73 closed positions. Its largest new stake was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K. The largest sale was ProShares Ultra VIX Short-Term Futures ETF, an estimated $805K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2018 buy was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K.
  • SeaCrest Wealth Management added most to Apple in Q3 2018, an estimated $1.12M increase.
  • SeaCrest Wealth Management's biggest Q3 2018 reduction was ProShares Short S&P500, cutting an estimated $509K.
  • SeaCrest Wealth Management fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2018, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 18% of its $591M portfolio in Q3 2018.
  • SeaCrest Wealth Management opened 133 new positions and closed 73 in Q3 2018.
  • SeaCrest Wealth Management's portfolio value rose 6.5% quarter-over-quarter to $591M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.