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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
126
Enterprise Products Partners
EPD
$82.5B
$1.15M 0.17%
48,264
-1,772
-4% -$45.7K
SPTL icon
127
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$1.15M 0.17%
38,743
+2,998
+8% +$97.4K
MS icon
128
Morgan Stanley
MS
$330B
$1.13M 0.17%
14,269
-53
-0.4% -$4.47K
UPS icon
129
United Parcel Service
UPS
$89.5B
$1.12M 0.17%
6,959
-1,183
-15% -$224K
RVT icon
130
Royce Value Trust
RVT
$2.2B
$1.12M 0.17%
89,145
+31,490
+55% +$468K
BA icon
131
Boeing
BA
$175B
$1.1M 0.17%
9,116
-183
-2% -$28.1K
DOW icon
132
Dow Inc
DOW
$21.7B
$1.1M 0.17%
24,966
-5,865
-19% -$297K
GS icon
133
Goldman Sachs
GS
$302B
$1.1M 0.17%
3,739
-41
-1% -$13.3K
NEE icon
134
NextEra Energy
NEE
$183B
$1.09M 0.17%
13,919
-4,445
-24% -$377K
CFG icon
135
Citizens Financial Group
CFG
$30.3B
$1.09M 0.17%
31,711
-500
-2% -$18.5K
ICSH icon
136
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$1.09M 0.17%
21,753
-240
-1% -$12K
USB icon
137
US Bancorp
USB
$98B
$1.09M 0.17%
26,980
-662
-2% -$30.6K
ADM icon
138
Archer Daniels Midland
ADM
$38.9B
$1.04M 0.16%
12,873
-6,168
-32% -$508K
TGT icon
139
Target
TGT
$65.6B
$1.04M 0.16%
6,980
-1,836
-21% -$294K
LIT icon
140
Global X Lithium & Battery Tech ETF
LIT
$1.53B
$1.02M 0.15%
15,398
+4,570
+42% +$339K
ELV icon
141
Elevance Health
ELV
$81.6B
$1.01M 0.15%
2,230
+42
+2% +$20.1K
MDLZ icon
142
Mondelez International
MDLZ
$80.5B
$1.01M 0.15%
18,459
-1,657
-8% -$103K
SI
143
DELISTED
Silvergate Capital Corporation
SI
$1.01M 0.15%
13,423
-35
-0.3% -$2.98K
PARAP
144
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$1.01M 0.15%
32,645
– –
ILCB icon
145
iShares Morningstar US Equity ETF
ILCB
$1.26B
$1.01M 0.15%
20,393
-36
-0.2% -$1.98K
D icon
146
Dominion Energy
D
$61.3B
$996K 0.15%
14,418
-969
-6% -$78.2K
NOW icon
147
ServiceNow
NOW
$114B
$995K 0.15%
13,170
-4,995
-27% -$450K
IWF icon
148
iShares Russell 1000 Growth ETF
IWF
$120B
$994K 0.15%
18,892
+7,652
+68% +$450K
PHYS icon
149
Sprott Physical Gold
PHYS
$14.8B
$975K 0.15%
76,159
+3,595
+5% +$48.4K
EMR icon
150
Emerson Electric
EMR
$83.3B
$968K 0.15%
13,216
+218
+2% +$18.1K
4 5
6
7 8

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.