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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+10.38%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$912M
AUM Growth
+$82.6M
Cap. Flow
+$12.7M
Cap. Flow %
1.39%
Top 10 Hldgs %
26.6%
Holding
741
New
66
Increased
264
Reduced
298
Closed
36

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.34M
2
PARAP
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
+$1.3M
3
PFE icon
Pfizer
PFE
+$1.1M
4
ARR
Armour Residential REIT
ARR
+$1.02M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$794K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.67M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$1.2M
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$1.1M
4
CRSP icon
CRISPR Therapeutics
CRSP
+$1.03M
5
AMGN icon
Amgen
AMGN
+$860K

Sector Composition

Rank Sector Weight
1 Technology 23.29%
2 Healthcare 8.79%
3 Communication Services 8.33%
4 Financials 6.92%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
126
First Trust Cloud Computing ETF
SKYY
$2.86B
$1.5M 0.16%
14,377
+1,503
+12% +$166K
SPLV icon
127
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$1.47M 0.16%
21,476
-2,671
-11% -$172K
VGT icon
128
Vanguard Information Technology ETF
VGT
$139B
$1.46M 0.16%
25,544
+1,352
+6% +$74.2K
RTX icon
129
RTX Corp
RTX
$289B
$1.45M 0.16%
16,826
-15
-0.1% -$1.31K
MLPX icon
130
Global X MLP & Energy Infrastructure ETF
MLPX
$3.6B
$1.44M 0.16%
40,679
-1,496
-4% -$55.1K
IVW icon
131
iShares S&P 500 Growth ETF
IVW
$72.7B
$1.43M 0.16%
17,138
+307
+2% +$24.7K
IQLT icon
132
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
$1.4M 0.15%
35,549
+1,383
+4% +$54.2K
MDT icon
133
Medtronic
MDT
$110B
$1.39M 0.15%
13,474
+195
+1% +$22.6K
ILCB icon
134
iShares Morningstar US Equity ETF
ILCB
$1.26B
$1.39M 0.15%
20,965
-882
-4% -$57K
HYG icon
135
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.39M 0.15%
15,986
+194
+1% +$16.8K
WFC icon
136
Wells Fargo
WFC
$258B
$1.39M 0.15%
28,943
+647
+2% +$31.9K
NOBL icon
137
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1.38M 0.15%
28,156
-194
-0.7% -$9.15K
SBUX icon
138
Starbucks
SBUX
$121B
$1.37M 0.15%
11,739
-137
-1% -$15.4K
UNP icon
139
Union Pacific
UNP
$172B
$1.35M 0.15%
5,341
-214
-4% -$50.7K
XLK icon
140
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.33M 0.15%
15,354
+440
+3% +$36.2K
D icon
141
Dominion Energy
D
$61.3B
$1.33M 0.15%
16,964
-594
-3% -$44.7K
SO icon
142
Southern Company
SO
$106B
$1.32M 0.15%
19,290
+601
+3% +$38.3K
BDX icon
143
Becton Dickinson
BDX
$45.6B
$1.32M 0.14%
5,373
+2,738
+104% +$656K
MS icon
144
Morgan Stanley
MS
$330B
$1.3M 0.14%
13,225
-159
-1% -$15.8K
ARKK icon
145
ARK Innovation ETF
ARKK
$5.77B
$1.3M 0.14%
13,705
-4,825
-26% -$527K
PHYS icon
146
Sprott Physical Gold
PHYS
$14.8B
$1.29M 0.14%
89,980
-21,335
-19% -$301K
SCHE icon
147
Schwab Emerging Markets Equity ETF
SCHE
$12.5B
$1.29M 0.14%
43,528
-213
-0.5% -$6.51K
ADM icon
148
Archer Daniels Midland
ADM
$38.9B
$1.28M 0.14%
18,941
+307
+2% +$19.8K
IVV icon
149
iShares Core S&P 500 ETF
IVV
$872B
$1.27M 0.14%
2,659
+186
+8% +$85.7K
EVRG icon
150
Evergy
EVRG
$19.2B
$1.23M 0.14%
17,953
+78
+0.4% +$5.07K
4 5
6
7 8

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, SeaCrest Wealth Management held 741 positions worth $912M, up 10% from $829M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SeaCrest Wealth Management's Q4 2021 filing shows 66 new, 264 increased, 298 reduced and 36 closed positions. Its largest new stake was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.67M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • SeaCrest Wealth Management's largest Q4 2021 buy was Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock: 22,605 shares worth $1.14M.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q4 2021, an estimated $6.34M increase.
  • SeaCrest Wealth Management's biggest Q4 2021 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.67M.
  • SeaCrest Wealth Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $1.1M.
  • SeaCrest Wealth Management's ten largest holdings make up 27% of its $912M portfolio in Q4 2021.
  • SeaCrest Wealth Management opened 66 new positions and closed 36 in Q4 2021.
  • SeaCrest Wealth Management's portfolio value rose 10% quarter-over-quarter to $912M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2021, filed 11 Feb 2022.