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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
126
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.38M 0.17%
15,792
+319
+2% +$28K
DOCU
127
DocuSign
DOCU
$10.4B
$1.37M 0.17%
5,334
+784
+17% +$226K
GLW icon
128
Corning
GLW
$116B
$1.37M 0.17%
37,497
+643
+2% +$25.7K
SKYY icon
129
First Trust Cloud Computing ETF
SKYY
$2.86B
$1.36M 0.16%
12,874
+2,415
+23% +$259K
SCHE icon
130
Schwab Emerging Markets Equity ETF
SCHE
$12.5B
$1.33M 0.16%
43,741
-6,146
-12% -$192K
ILCB icon
131
iShares Morningstar US Equity ETF
ILCB
$1.26B
$1.33M 0.16%
21,847
-148
-0.7% -$9.24K
EL icon
132
Estee Lauder
EL
$30.7B
$1.32M 0.16%
4,410
-15
-0.3% -$4.9K
O icon
133
Realty Income
O
$60.1B
$1.32M 0.16%
21,046
+6,409
+44% +$433K
KLAC icon
134
KLA
KLAC
$236B
$1.32M 0.16%
39,520
+1,850
+5% +$61.8K
SWKS icon
135
Skyworks Solutions
SWKS
$9.4B
$1.32M 0.16%
8,007
+2,787
+53% +$510K
WFC icon
136
Wells Fargo
WFC
$258B
$1.31M 0.16%
28,296
+900
+3% +$41.7K
SBUX icon
137
Starbucks
SBUX
$121B
$1.31M 0.16%
11,876
+524
+5% +$61.4K
MS icon
138
Morgan Stanley
MS
$330B
$1.3M 0.16%
13,384
-158
-1% -$15.7K
SILJ icon
139
Amplify Junior Silver Miners ETF
SILJ
$3.3B
$1.3M 0.16%
110,150
+3,700
+3% +$49.6K
IQLT icon
140
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
$1.29M 0.16%
34,166
+4,580
+15% +$181K
D icon
141
Dominion Energy
D
$61.3B
$1.28M 0.15%
17,558
+130
+0.7% +$9.91K
ICSH icon
142
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.07B
$1.28M 0.15%
25,382
+1,862
+8% +$94K
UNH icon
143
UnitedHealth
UNH
$383B
$1.28M 0.15%
3,273
-1,694
-34% -$702K
IIPR icon
144
Innovative Industrial Properties
IIPR
$1.76B
$1.27M 0.15%
5,482
-179
-3% -$40.4K
NOBL icon
145
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1.25M 0.15%
28,350
+944
+3% +$43.6K
SCHC icon
146
Schwab International Small-Cap Equity ETF
SCHC
$5.42B
$1.25M 0.15%
30,237
-708
-2% -$30.1K
IVW icon
147
iShares S&P 500 Growth ETF
IVW
$72.7B
$1.24M 0.15%
16,831
-342
-2% -$26.1K
ZTS icon
148
Zoetis
ZTS
$31.9B
$1.23M 0.15%
6,316
-16
-0.3% -$3.23K
EMR icon
149
Emerson Electric
EMR
$83.3B
$1.23M 0.15%
13,001
-25
-0.2% -$2.49K
VGT icon
150
Vanguard Information Technology ETF
VGT
$139B
$1.21M 0.15%
24,192
+2,800
+13% +$145K
4 5
6
7 8

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.