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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$591M
AUM Growth
+$35.9M
Cap. Flow
+$9.84M
Cap. Flow %
1.66%
Top 10 Hldgs %
17.93%
Holding
2,418
New
133
Increased
567
Reduced
500
Closed
73

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.12M
2
HMNY
Helios and Matheson Analytics Inc.
HMNY
+$1M
3
EVRG icon
Evergy
EVRG
+$977K
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$689K
5
IBM icon
IBM
IBM
+$679K

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$805K
2
SH icon
ProShares Short S&P500
SH
+$509K
3
AMC icon
AMC Entertainment Holdings
AMC
+$502K
4
GIS icon
General Mills
GIS
+$502K
5
GLD icon
SPDR Gold Trust
GLD
+$449K

Sector Composition

Rank Sector Weight
1 Technology 14.98%
2 Financials 9.99%
3 Communication Services 8.7%
4 Healthcare 8.15%
5 Industrials 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PR
1451
Permian Resources
PR
$17.4B
$17K ﹤0.01%
781
– –
RMT
1452
Royce Micro-Cap Trust
RMT
$718M
$17K ﹤0.01%
1,665
– –
SABA
1453
Saba Capital Income & Opportunities Fund II
SABA
$220M
$17K ﹤0.01%
1,350
+650
+93% +$7.97K
SCD
1454
LMP Capital and Income Fund
SCD
$351M
$17K ﹤0.01%
1,250
– –
UBS icon
1455
UBS Group
UBS
$170B
$17K ﹤0.01%
1,066
-200
-16% -$3.14K
UEIC icon
1456
Universal Electronics
UEIC
$59.2M
$17K ﹤0.01%
435
– –
URA icon
1457
Global X Uranium ETF
URA
$5.21B
$17K ﹤0.01%
+1,300
New +$16.6K
WEX icon
1458
WEX
WEX
$6.42B
$17K ﹤0.01%
84
-21
-20% -$4.03K
VNE
1459
DELISTED
Veoneer, Inc.
VNE
$17K ﹤0.01%
+314
New +$16.1K
NPN
1460
DELISTED
Nuveen Pennsylvania Municipal Value Fund Common shares of beneficial interest
NPN
$17K ﹤0.01%
1,300
– –
EE
1461
DELISTED
El Paso Electric Company
EE
$17K ﹤0.01%
300
– –
CBT icon
1462
Cabot Corp
CBT
$4.72B
$16K ﹤0.01%
250
– –
EMLC icon
1463
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$16K ﹤0.01%
480
– –
EMQQ icon
1464
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$269M
$16K ﹤0.01%
500
– –
EWM icon
1465
iShares MSCI Malaysia ETF
EWM
$307M
$16K ﹤0.01%
500
– –
FNDF icon
1466
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$16K ﹤0.01%
523
– –
FUN icon
1467
Cedar Fair
FUN
$1.88B
$16K ﹤0.01%
300
– –
GLAD icon
1468
Gladstone Capital
GLAD
$427M
$16K ﹤0.01%
850
– –
JDST icon
1469
Direxion Daily Junior Gold Miners Index Bear 2X ETF
JDST
$32.2M
– –
0
– –
JEF icon
1470
Jefferies Financial Group
JEF
$12.7B
$16K ﹤0.01%
831
– –
KGC icon
1471
Kinross Gold
KGC
$27.7B
$16K ﹤0.01%
5,925
-1,025
-15% -$3.32K
LII icon
1472
Lennox International
LII
$15B
$16K ﹤0.01%
73
– –
LULU icon
1473
lululemon athletica
LULU
$13.5B
$16K ﹤0.01%
100
– –
NDSN icon
1474
Nordson
NDSN
$16.4B
$16K ﹤0.01%
114
– –
NEOG icon
1475
Neogen
NEOG
$2.05B
$16K ﹤0.01%
438
-114
-21% -$4.86K
57 58
59
60 61

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, SeaCrest Wealth Management held 2,418 positions worth $591M, up 6.5% from $555M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

SeaCrest Wealth Management's Q3 2018 filing shows 133 new, 567 increased, 500 reduced and 73 closed positions. Its largest new stake was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K. The largest sale was ProShares Ultra VIX Short-Term Futures ETF, an estimated $805K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2018 buy was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K.
  • SeaCrest Wealth Management added most to Apple in Q3 2018, an estimated $1.12M increase.
  • SeaCrest Wealth Management's biggest Q3 2018 reduction was ProShares Short S&P500, cutting an estimated $509K.
  • SeaCrest Wealth Management fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2018, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 18% of its $591M portfolio in Q3 2018.
  • SeaCrest Wealth Management opened 133 new positions and closed 73 in Q3 2018.
  • SeaCrest Wealth Management's portfolio value rose 6.5% quarter-over-quarter to $591M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.