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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-0.85%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$545M
AUM Growth
-$1.65M
Cap. Flow
+$8.69M
Cap. Flow %
1.59%
Top 10 Hldgs %
16.36%
Holding
2,379
New
93
Increased
593
Reduced
495
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.83M
2
ASB icon
Associated Banc-Corp
ASB
+$1.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.11M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.03M
5
AAPL icon
Apple
AAPL
+$838K

Top Sells

Rank Stock Value
1
BKMU
Bank Mutual Corp
BKMU
+$1.41M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
3
GE icon
GE Aerospace
GE
+$1.16M
4
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.1M
5
META icon
Meta Platforms (Facebook)
META
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 13.3%
2 Financials 11.25%
3 Communication Services 8.48%
4 Healthcare 7.09%
5 Industrials 6.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEP
1426
DELISTED
Enbridge Energy Partners
EEP
$16K ﹤0.01%
1,700
– –
BXMX
1427
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$15K ﹤0.01%
1,101
– –
CIEN icon
1428
Ciena
CIEN
$52.7B
$15K ﹤0.01%
564
– –
EWC icon
1429
iShares MSCI Canada ETF
EWC
$6.17B
$15K ﹤0.01%
542
– –
EXPO icon
1430
Exponent
EXPO
$3.13B
$15K ﹤0.01%
380
– –
GLAD icon
1431
Gladstone Capital
GLAD
$426M
$15K ﹤0.01%
850
– –
JNPR
1432
DELISTED
Juniper Networks
JNPR
$15K ﹤0.01%
625
+200
+47% +$5.32K
LAZ icon
1433
Lazard
LAZ
$4.09B
$15K ﹤0.01%
282
– –
NFJ
1434
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$15K ﹤0.01%
1,200
– –
OPK icon
1435
Opko Health
OPK
$993M
$15K ﹤0.01%
4,800
-200
-4% -$805
IMVP
1436
Invesco India ETF
IMVP
$125M
$15K ﹤0.01%
610
-24,075
-98% -$631K
PTY icon
1437
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$15K ﹤0.01%
900
– –
RLI icon
1438
RLI Corp
RLI
$5.62B
$15K ﹤0.01%
472
– –
SPOK icon
1439
Spok Holdings
SPOK
$225M
$15K ﹤0.01%
1,000
– –
STWD icon
1440
Starwood Property Trust
STWD
$6.02B
$15K ﹤0.01%
711
+14
+2% +$289
TOTL icon
1441
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$15K ﹤0.01%
306
– –
VOX icon
1442
Vanguard Communication Services ETF
VOX
$5.52B
$15K ﹤0.01%
182
– –
AVTA
1443
DELISTED
Avantax, Inc. Common Stock
AVTA
$15K ﹤0.01%
595
+587
+7,338% +$14K
HSBC.PRA
1444
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$15K ﹤0.01%
600
– –
GPOR
1445
DELISTED
Gulfport Energy Corp.
GPOR
$15K ﹤0.01%
1,603
-197
-11% -$2.1K
ADSW
1446
DELISTED
Advanced Disposal Services Inc
ADSW
$15K ﹤0.01%
659
-400
-38% -$9.27K
CHK.PRD
1447
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$15K ﹤0.01%
300
– –
PAF
1448
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$15K ﹤0.01%
264
– –
BLJ
1449
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
$15K ﹤0.01%
1,100
– –
IF
1450
DELISTED
Aberdeen Indonesia Fund
IF
$15K ﹤0.01%
2,057
– –
56 57
58
59 60

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q1 2018 Portfolio in Review

As of Q1 2018, SeaCrest Wealth Management held 2,379 positions worth $545M, down 0.3% from $547M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

SeaCrest Wealth Management's Q1 2018 filing shows 93 new, 593 increased, 495 reduced and 95 closed positions. Its largest new stake was Associated Banc-Corp: 55,193 shares worth $1.37M. The largest sale was Bank Mutual Corp, an estimated $1.41M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q1 2018 buy was Associated Banc-Corp: 55,193 shares worth $1.37M.
  • SeaCrest Wealth Management added most to State Street Energy Select Sector SPDR ETF in Q1 2018, an estimated $2.83M increase.
  • SeaCrest Wealth Management's biggest Q1 2018 reduction was Schwab US TIPS ETF, cutting an estimated $1.3M.
  • SeaCrest Wealth Management fully exited Bank Mutual Corp in Q1 2018, selling an estimated $1.41M.
  • SeaCrest Wealth Management's ten largest holdings make up 16% of its $545M portfolio in Q1 2018.
  • SeaCrest Wealth Management opened 93 new positions and closed 95 in Q1 2018.
  • SeaCrest Wealth Management's portfolio value fell 0.3% quarter-over-quarter to $545M.

Based on SeaCrest Wealth Management's 13F filing for Q1 2018, filed 20 Apr 2018.