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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
101
Medtronic
MDT
$112B
$1.67M 0.2%
13,279
+489
+4% +$63.3K
UPS icon
102
United Parcel Service
UPS
$88.9B
$1.67M 0.2%
9,141
-4,026
-31% -$795K
AMT icon
103
American Tower
AMT
$83.5B
$1.65M 0.2%
6,200
+47
+0.8% +$13.4K
IGSB icon
104
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.63M 0.2%
29,892
+8,037
+37% +$440K
USB icon
105
US Bancorp
USB
$97.9B
$1.63M 0.2%
27,395
+1,252
+5% +$71.3K
GS icon
106
Goldman Sachs
GS
$289B
$1.61M 0.19%
4,260
+336
+9% +$131K
CAT icon
107
Caterpillar
CAT
$361B
$1.6M 0.19%
8,341
-323
-4% -$67.3K
ISBC
108
DELISTED
Investors Bancorp, Inc.
ISBC
$1.6M 0.19%
105,650
– –
MCD icon
109
McDonald's
MCD
$193B
$1.59M 0.19%
6,596
+156
+2% +$37.2K
CCI icon
110
Crown Castle
CCI
$34.6B
$1.58M 0.19%
9,122
-63
-0.7% -$12.2K
PHYS icon
111
Sprott Physical Gold
PHYS
$14.6B
$1.54M 0.19%
111,315
+2,225
+2% +$31.5K
AMAT icon
112
Applied Materials
AMAT
$347B
$1.53M 0.19%
11,914
-162
-1% -$22K
VXX icon
113
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$1.52M 0.18%
3,409
+1,186
+53% +$532K
MLPX icon
114
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$1.51M 0.18%
42,175
-844
-2% -$29.3K
VBR icon
115
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$1.51M 0.18%
8,912
+2,902
+48% +$497K
DOW icon
116
Dow Inc
DOW
$22B
$1.5M 0.18%
26,107
+1,020
+4% +$62.4K
SPLV icon
117
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
$1.47M 0.18%
24,147
-3,549
-13% -$224K
SHOP icon
118
Shopify
SHOP
$168B
$1.46M 0.18%
10,780
-910
-8% -$136K
RTX icon
119
RTX Corp
RTX
$290B
$1.45M 0.17%
16,841
+255
+2% +$21.8K
PHO icon
120
Invesco Water Resources ETF
PHO
$2.03B
$1.44M 0.17%
26,317
+155
+0.6% +$8.8K
KR icon
121
Kroger
KR
$36.7B
$1.44M 0.17%
35,570
+2,078
+6% +$87.2K
DG icon
122
Dollar General
DG
$28.4B
$1.43M 0.17%
6,758
-34
-0.5% -$7.67K
RSPT icon
123
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
$1.42M 0.17%
49,310
-280
-0.6% -$8.31K
XYZ
124
Block Inc
XYZ
$48.9B
$1.39M 0.17%
5,808
-1,069
-16% -$275K
NEE icon
125
NextEra Energy
NEE
$185B
$1.38M 0.17%
17,614
-288
-2% -$23.2K
3 4
5
6 7

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
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SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.