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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFGC
1176
New Found Gold
NFGC
$553M
– –
-6,800
Closed -$31K
NFJ
1177
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
– –
-1,685
Closed -$19K
NGD
1178
DELISTED
New Gold Inc
NGD
– –
-78,900
Closed -$84K
NGG icon
1179
National Grid
NGG
$80B
– –
-3,720
Closed -$223K
NI icon
1180
NiSource
NI
$21.3B
– –
-1,625
Closed -$48K
NJUL icon
1181
Innovator Growth-100 Power Buffer ETF July
NJUL
$252M
– –
-500
Closed -$21K
NKX icon
1182
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
– –
-3,083
Closed -$40K
NMZ icon
1183
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
– –
-7,764
Closed -$91K
NNN icon
1184
NNN REIT
NNN
$8.99B
– –
-1,411
Closed -$61K
NOK icon
1185
Nokia
NOK
$52.4B
– –
-6,512
Closed -$30K
NQP
1186
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-2,500
Closed -$30K
NREF
1187
NexPoint Real Estate Finance
NREF
$327M
– –
-1,300
Closed -$26K
NRG icon
1188
NRG Energy
NRG
$29.5B
– –
-520
Closed -$20K
NRIM icon
1189
Northrim BanCorp
NRIM
$609M
– –
-18,204
Closed -$183K
NRK icon
1190
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$899M
– –
-6,038
Closed -$67K
NSA
1191
DELISTED
National Storage Affiliates Trust
NSA
– –
-1,350
Closed -$68K
NSIT icon
1192
Insight Enterprises
NSIT
$4.01B
– –
-231
Closed -$20K
NTAP icon
1193
NetApp
NTAP
$36.1B
– –
-320
Closed -$21K
NTR icon
1194
Nutrien
NTR
$31.9B
– –
-976
Closed -$78K
NUSC icon
1195
Nuveen ESG Small-Cap ETF
NUSC
$1.31B
– –
-612
Closed -$20K
NUW icon
1196
Nuveen AMT-Free Municipal Value Fund
NUW
$250M
– –
-2,000
Closed -$28K
NVS icon
1197
Novartis
NVS
$292B
– –
-2,212
Closed -$187K
NVT icon
1198
nVent Electric
NVT
$25.7B
– –
-1,253
Closed -$39K
NWBI icon
1199
Northwest Bancshares
NWBI
$2.33B
– –
-3,155
Closed -$40K
NWL icon
1200
Newell Brands
NWL
$2.71B
– –
-3,526
Closed -$67K
46 47
48
49 50

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.