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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-12.39%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$485M
AUM Growth
-$106M
Cap. Flow
-$25.1M
Cap. Flow %
-5.17%
Top 10 Hldgs %
16.97%
Holding
2,439
New
94
Increased
473
Reduced
714
Closed
191

Top Buys

Rank Stock Value
1
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$3.62M
2
URA icon
Global X Uranium ETF
URA
+$813K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$723K
4
OLN icon
Olin
OLN
+$606K
5
GSK icon
GSK
GSK
+$570K

Top Sells

Rank Stock Value
1
ADBE icon
Adobe
ADBE
+$1.87M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$1.19M
3
MZOR
Mazor Robotics Ltd.
MZOR
+$1.12M
4
NFLX icon
Netflix
NFLX
+$1.08M
5
META icon
Meta Platforms (Facebook)
META
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 12.88%
2 Financials 9.89%
3 Communication Services 8.53%
4 Healthcare 8.28%
5 Industrials 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECON icon
1101
Columbia Emerging Markets Consumer ETF
ECON
$325M
$28K 0.01%
1,399
– –
FCBC icon
1102
First Community Bankshares
FCBC
$899M
$28K 0.01%
882
+5
+0.6% +$167
IOO icon
1103
iShares Global 100 ETF
IOO
$8.83B
$28K 0.01%
650
– –
ONB icon
1104
Old National Bancorp
ONB
$10.1B
$28K 0.01%
1,800
– –
PGF icon
1105
Invesco Financial Preferred ETF
PGF
$676M
$28K 0.01%
1,600
– –
REZI icon
1106
Resideo Technologies
REZI
$5.26B
$28K 0.01%
+1,359
New +$29K
ROK icon
1107
Rockwell Automation
ROK
$52.4B
$28K 0.01%
185
-153
-45% -$25.5K
STT icon
1108
State Street
STT
$50.2B
$28K 0.01%
439
-5,871
-93% -$421K
TSI
1109
TCW Strategic Income Fund
TSI
$212M
$28K 0.01%
5,229
+31
+0.6% +$168
URI icon
1110
United Rentals
URI
$66.5B
$28K 0.01%
270
+7
+3% +$843
GPM
1111
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$28K 0.01%
4,086
– –
AZTA icon
1112
Azenta
AZTA
$1.33B
$27K 0.01%
1,021
+978
+2,274% +$28.6K
FXZ icon
1113
First Trust Materials AlphaDEX Fund
FXZ
$374M
$27K 0.01%
791
– –
ILCG icon
1114
iShares Morningstar Growth ETF
ILCG
$3.08B
$27K 0.01%
860
+5
+0.6% +$169
IVZ icon
1115
Invesco
IVZ
$13B
$27K 0.01%
1,584
+1,000
+171% +$20K
NFBK
1116
DELISTED
Northfield Bancorp
NFBK
$27K 0.01%
2,000
-2,000
-50% -$27.8K
PFI icon
1117
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.3M
$27K 0.01%
960
– –
IFLN
1118
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$27K 0.01%
1,510
– –
REGN icon
1119
Regeneron Pharmaceuticals
REGN
$77.4B
$27K 0.01%
72
-19
-21% -$6.95K
ROP icon
1120
Roper Technologies
ROP
$38.5B
$27K 0.01%
100
-61
-38% -$17.3K
SPIP icon
1121
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$27K 0.01%
1,000
– –
SUB icon
1122
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$27K 0.01%
252
– –
VKQ icon
1123
Invesco Municipal Trust
VKQ
$541M
$27K 0.01%
2,408
-340
-12% -$3.78K
VYX icon
1124
NCR Voyix
VYX
$1.12B
$27K 0.01%
1,923
– –
AIV
1125
Aimco
AIV
$383M
$26K 0.01%
4,527
+30
+0.7% +$178
43 44
45
46 47

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, SeaCrest Wealth Management held 2,439 positions worth $485M, down 18% from $591M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

SeaCrest Wealth Management withdrew a net $25.1M in Q4 2018, closing 191 positions and reducing 714 holdings. Its most notable exit was Mazor Robotics Ltd., an estimated $1.12M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 15% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SeaCrest Wealth Management opened a new position in ProShares Ultra VIX Short-Term Futures ETF worth $588K.

  • SeaCrest Wealth Management's largest Q4 2018 buy was ProShares Ultra VIX Short-Term Futures ETF: 3 shares worth $588K.
  • SeaCrest Wealth Management added most to iShares MSCI USA Equal Weighted ETF in Q4 2018, an estimated $3.62M increase.
  • SeaCrest Wealth Management's biggest Q4 2018 reduction was Adobe, cutting an estimated $1.87M.
  • SeaCrest Wealth Management fully exited Mazor Robotics Ltd. in Q4 2018, selling an estimated $1.12M.
  • SeaCrest Wealth Management's ten largest holdings make up 17% of its $485M portfolio in Q4 2018.
  • SeaCrest Wealth Management opened 94 new positions and closed 191 in Q4 2018.
  • SeaCrest Wealth Management's portfolio value fell 18% quarter-over-quarter to $485M.

Based on SeaCrest Wealth Management's 13F filing for Q4 2018, filed 13 Feb 2019.