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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
1076
Jefferies Financial Group
JEF
$12.8B
– –
-3,425
Closed -$90K
JETS icon
1077
US Global Jets ETF
JETS
$804M
– –
-1,726
Closed -$28K
JFR icon
1078
Nuveen Floating Rate Income Fund
JFR
$1.24B
– –
-1,925
Closed -$16K
JMST icon
1079
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.09B
– –
-493
Closed -$25K
JNUG icon
1080
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$379M
– –
-4,305
Closed -$144K
JOF
1081
Japan Smaller Capitalization Fund
JOF
$328M
– –
-4,000
Closed -$25K
JPC icon
1082
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
– –
-2,170
Closed -$17K
JPI
1083
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-977
Closed -$19K
JPME icon
1084
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$468M
– –
-245
Closed -$20K
JPST icon
1085
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
– –
-1,037
Closed -$52K
JRVR icon
1086
James River Group Holdings
JRVR
$213M
– –
-1,000
Closed -$25K
JWN
1087
DELISTED
Nordstrom
JWN
– –
-3,136
Closed -$66K
KBWB icon
1088
Invesco KBW Bank ETF
KBWB
$6.83B
– –
-750
Closed -$39K
KBWP icon
1089
Invesco KBW Property & Casualty Insurance ETF
KBWP
$273M
– –
-444
Closed -$36K
KGC icon
1090
Kinross Gold
KGC
$27.8B
– –
-4,674
Closed -$17K
KIM icon
1091
Kimco Realty
KIM
$17.1B
– –
-22,930
Closed -$453K
KKR icon
1092
KKR & Co
KKR
$95.7B
– –
-2,292
Closed -$106K
KMX icon
1093
CarMax
KMX
$8.29B
– –
-1,786
Closed -$162K
KN icon
1094
Knowles
KN
$3.2B
– –
-1,000
Closed -$17K
KNX icon
1095
Knight Transportation
KNX
$11.1B
– –
-1,800
Closed -$83K
KRG icon
1096
Kite Realty
KRG
$5.69B
– –
-1,013
Closed -$18K
KRMA
1097
DELISTED
Global X Conscious Companies ETF
KRMA
– –
-1,000
Closed -$27K
KSS icon
1098
Kohl's
KSS
$2.28B
– –
-683
Closed -$24K
KTOS icon
1099
Kratos Defense & Security Solutions
KTOS
$9.23B
– –
-6,750
Closed -$94K
L icon
1100
Loews
L
$23.9B
– –
-437
Closed -$26K
42 43
44
45 46

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.