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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+0.07%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$829M
AUM Growth
-$279K
Cap. Flow
+$5.33M
Cap. Flow %
0.64%
Top 10 Hldgs %
24.24%
Holding
734
New
43
Increased
282
Reduced
276
Closed
59

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$1.61M
2
PFE icon
Pfizer
PFE
+$1.37M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.3M
4
ABBV icon
AbbVie
ABBV
+$1.23M
5
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$1.2M

Top Sells

Rank Stock Value
1
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$1.33M
2
BLOK icon
Amplify Blockchain Technology ETF
BLOK
+$1.04M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.02M
4
PKG icon
Packaging Corp of America
PKG
+$979K
5
RGR icon
Sturm, Ruger & Co
RGR
+$936K

Sector Composition

Rank Sector Weight
1 Technology 21.41%
2 Communication Services 9.1%
3 Healthcare 8.65%
4 Financials 7.57%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
76
GSK
GSK
$104B
$2.09M 0.25%
43,687
+15,698
+56% +$788K
HON icon
77
Honeywell
HON
$76.7B
$2.07M 0.25%
10,325
-4,005
-28% -$854K
ARKK icon
78
ARK Innovation ETF
ARKK
$5.77B
$2.05M 0.25%
18,530
+1,057
+6% +$127K
BX icon
79
Blackstone
BX
$102B
$2.03M 0.25%
17,472
-113
-0.6% -$13.1K
DE icon
80
Deere & Co
DE
$162B
$2.01M 0.24%
5,991
+41
+0.7% +$14.8K
BKH icon
81
Black Hills Corp
BKH
$5.5B
$1.92M 0.23%
30,627
-552
-2% -$37.6K
GLD icon
82
SPDR Gold Trust
GLD
$133B
$1.91M 0.23%
11,643
-576
-5% -$96.4K
FDX icon
83
FedEx
FDX
$73B
$1.91M 0.23%
8,702
+1,822
+26% +$494K
GE icon
84
GE Aerospace
GE
$368B
$1.9M 0.23%
29,649
+1,431
+5% +$92K
KO icon
85
Coca-Cola
KO
$381B
$1.88M 0.23%
35,869
-2,165
-6% -$121K
VUG icon
86
Vanguard Morningstar Growth ETF
VUG
$218B
$1.88M 0.23%
38,760
+14,406
+59% +$717K
LMT icon
87
Lockheed Martin
LMT
$132B
$1.87M 0.23%
5,421
-444
-8% -$161K
VOO icon
88
Vanguard S&P 500 ETF
VOO
$972B
$1.87M 0.23%
4,739
+25
+0.5% +$10.1K
TIP icon
89
iShares TIPS Bond ETF
TIP
$14.5B
$1.85M 0.22%
14,500
+256
+2% +$33K
TGT icon
90
Target
TGT
$65.6B
$1.84M 0.22%
8,043
-918
-10% -$230K
CMCSA icon
91
Comcast
CMCSA
$84B
$1.84M 0.22%
32,836
+539
+2% +$31.4K
WMT icon
92
Walmart Inc
WMT
$884B
$1.83M 0.22%
39,333
-9,597
-20% -$462K
TFC icon
93
Truist Financial
TFC
$63.5B
$1.82M 0.22%
31,007
-476
-2% -$26.6K
UVXY icon
94
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$234M
$1.8M 0.22%
293
+189
+182% +$1.2M
SCHH icon
95
Schwab US REIT ETF
SCHH
$11.5B
$1.77M 0.21%
77,404
-6,250
-7% -$149K
LAD icon
96
Lithia Motors
LAD
$9.24B
$1.75M 0.21%
5,522
– –
STL
97
DELISTED
Sterling Bancorp
STL
$1.72M 0.21%
68,774
– –
NOW icon
98
ServiceNow
NOW
$114B
$1.71M 0.21%
13,750
-80
-0.6% -$9.69K
ACLC
99
American Century Large Cap Equity ETF
ACLC
$303M
$1.69M 0.2%
31,169
+5,905
+23% +$330K
ORCL icon
100
Oracle
ORCL
$367B
$1.68M 0.2%
19,329
-189
-1% -$16.7K
2 3
4
5 6

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
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AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, SeaCrest Wealth Management held 734 positions worth $829M, down 0.03% from $829M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SeaCrest Wealth Management's Q3 2021 filing shows 43 new, 282 increased, 276 reduced and 59 closed positions. Its largest new stake was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M. The largest sale was Calamos Long/Short Equity & Dynamic Income Trust, an estimated $1.33M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Communication Services and Healthcare.

  • SeaCrest Wealth Management's largest Q3 2021 buy was iShares Investment Grade Systematic Bond ETF: 20,102 shares worth $1.08M.
  • SeaCrest Wealth Management added most to PepsiCo in Q3 2021, an estimated $1.61M increase.
  • SeaCrest Wealth Management's biggest Q3 2021 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $1.02M.
  • SeaCrest Wealth Management fully exited Calamos Long/Short Equity & Dynamic Income Trust in Q3 2021, selling an estimated $1.33M.
  • SeaCrest Wealth Management's ten largest holdings make up 24% of its $829M portfolio in Q3 2021.
  • SeaCrest Wealth Management opened 43 new positions and closed 59 in Q3 2021.
  • SeaCrest Wealth Management's portfolio value fell 0.03% quarter-over-quarter to $829M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.