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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDF icon
926
Schwab Fundamental International Large Company Index ETF
FNDF
$25B
– –
-5,999
Closed -$170K
FNF icon
927
Fidelity National Financial
FNF
$13.9B
– –
-11,439
Closed -$407K
FNX icon
928
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
– –
-213
Closed -$18K
FOCT icon
929
FT Vest US Equity Buffer ETF October
FOCT
$1.18B
– –
-7,777
Closed -$245K
FOF icon
930
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
– –
-6,765
Closed -$72K
FPF
931
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-4,477
Closed -$84K
FQAL icon
932
Fidelity Quality Factor ETF
FQAL
$1.43B
– –
-453
Closed -$20K
FRA icon
933
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
– –
-2,469
Closed -$28K
FREL icon
934
Fidelity MSCI Real Estate Index ETF
FREL
$1.5B
– –
-3,533
Closed -$96K
FRI icon
935
First Trust S&P REIT Index Fund
FRI
$198M
– –
-3,680
Closed -$95K
FRT icon
936
Federal Realty Investment Trust
FRT
$10.7B
– –
-482
Closed -$46K
FSLR icon
937
First Solar
FSLR
$25B
– –
-471
Closed -$32K
FSS icon
938
Federal Signal
FSS
$7.88B
– –
-1,018
Closed -$36K
FTGC icon
939
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
– –
-4,271
Closed -$114K
FTHI icon
940
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.42B
– –
-1,750
Closed -$35K
FTNT icon
941
Fortinet
FTNT
$120B
– –
-4,105
Closed -$232K
FTSD icon
942
Franklin Short Duration US Government ETF
FTSD
$301M
– –
-211
Closed -$19K
FTSM icon
943
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
– –
-2,963
Closed -$176K
FTV icon
944
Fortive
FTV
$18B
– –
-1,367
Closed -$56K
FUN icon
945
Cedar Fair
FUN
$1.8B
– –
-530
Closed -$23K
FUNC icon
946
First United
FUNC
$288M
– –
-7,451
Closed -$140K
FUTY icon
947
Fidelity MSCI Utilities Index ETF
FUTY
$2.33B
– –
-2,503
Closed -$113K
FV icon
948
First Trust Dorsey Wright Focus 5 ETF
FV
$3.64B
– –
-2,251
Closed -$93K
FXD icon
949
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
– –
-7,694
Closed -$344K
FXU icon
950
First Trust Utilities AlphaDEX Fund
FXU
$831M
– –
-2,602
Closed -$84K
36 37
38
39 40

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AIC
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OCA
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AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
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PIP
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PC
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PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.