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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
-4.67%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$136M
Cap. Flow
-$98.3M
Cap. Flow %
-14.92%
Top 10 Hldgs %
24.53%
Holding
1,642
New
17
Increased
254
Reduced
297
Closed
1,021

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$4.31M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$3.96M
3
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$2.09M
4
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$1.34M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.08M

Top Sells

Rank Stock Value
1
ADP icon
Automatic Data Processing
ADP
+$2.61M
2
PEG icon
Public Service Enterprise Group
PEG
+$2.42M
3
VZ icon
Verizon
VZ
+$2.26M
4
AAPL icon
Apple
AAPL
+$2.21M
5
ABBV icon
AbbVie
ABBV
+$1.82M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Healthcare 9.48%
3 Financials 7.24%
4 Communication Services 6.91%
5 Consumer Staples 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCBC icon
901
First Community Bankshares
FCBC
$900M
– –
-978
Closed -$29K
FCG icon
902
First Trust Natural Gas ETF
FCG
$638M
– –
-2,240
Closed -$49K
FCT
903
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-7,753
Closed -$77K
FCVT icon
904
First Trust SSI Strategic Convertible Securities ETF
FCVT
$100M
– –
-600
Closed -$19K
FDL icon
905
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
– –
-17,311
Closed -$610K
FDVV icon
906
Fidelity High Dividend ETF
FDVV
$10.2B
– –
-1,000
Closed -$36K
FELE icon
907
Franklin Electric
FELE
$4.63B
– –
-509
Closed -$37K
FFC
908
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$777M
– –
-1,875
Closed -$31K
FGD icon
909
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.57B
– –
-4,209
Closed -$92K
FHB icon
910
First Hawaiian
FHB
$3.38B
– –
-6,700
Closed -$152K
FISV
911
Fiserv Inc
FISV
$28.8B
– –
-1,143
Closed -$102K
FIBK icon
912
First Interstate BancSystem
FIBK
$3.69B
– –
-390
Closed -$15K
FIS icon
913
Fidelity National Information Services
FIS
$23.1B
– –
-2,459
Closed -$225K
FITB
914
Fifth Third Bancorp
FITB
$51.2B
– –
-4,110
Closed -$138K
FIW icon
915
First Trust Water ETF
FIW
$1.89B
– –
-292
Closed -$21K
FIXD icon
916
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
– –
-700
Closed -$32K
FLEX icon
917
Flex
FLEX
$41.7B
– –
-3,409
Closed -$37K
FLOT icon
918
iShares Floating Rate Bond ETF
FLOT
$10.3B
– –
-721
Closed -$36K
FLR icon
919
Fluor
FLR
$7.01B
– –
-3,768
Closed -$92K
FLTB icon
920
Fidelity Limited Term Bond ETF
FLTB
$414M
– –
-500
Closed -$24K
FLTR icon
921
VanEck IG Floating Rate ETF
FLTR
$2.97B
– –
-624
Closed -$15K
FMHI icon
922
First Trust Municipal High Income ETF
FMHI
$994M
– –
-1,342
Closed -$64K
FMS icon
923
Fresenius Medical Care
FMS
$13.8B
– –
-6,500
Closed -$162K
FNB icon
924
FNB Corp
FNB
$6.73B
– –
-1,672
Closed -$18K
FNDX icon
925
Schwab Fundamental US Large Company Index ETF
FNDX
$27B
– –
-9,552
Closed -$162K
35 36
37
38 39

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AIC
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OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
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SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
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PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, SeaCrest Wealth Management held 1,642 positions worth $659M, down 17% from $794M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SeaCrest Wealth Management withdrew a net $98.3M in Q3 2022, closing 1,021 positions and reducing 297 holdings. Its most notable exit was iShares Investment Grade Systematic Bond ETF, an estimated $913K position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in GSK worth $810K.

  • SeaCrest Wealth Management's largest Q3 2022 buy was GSK: 27,536 shares worth $810K.
  • SeaCrest Wealth Management added most to Schwab US TIPS ETF in Q3 2022, an estimated $4.31M increase.
  • SeaCrest Wealth Management's biggest Q3 2022 reduction was Automatic Data Processing, cutting an estimated $2.61M.
  • SeaCrest Wealth Management fully exited iShares Investment Grade Systematic Bond ETF in Q3 2022, selling an estimated $913K.
  • SeaCrest Wealth Management's ten largest holdings make up 25% of its $659M portfolio in Q3 2022.
  • SeaCrest Wealth Management opened 17 new positions and closed 1,021 in Q3 2022.
  • SeaCrest Wealth Management's portfolio value fell 17% quarter-over-quarter to $659M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.