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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$591M
AUM Growth
+$35.9M
Cap. Flow
+$9.84M
Cap. Flow %
1.66%
Top 10 Hldgs %
17.93%
Holding
2,418
New
133
Increased
567
Reduced
500
Closed
73

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.12M
2
HMNY
Helios and Matheson Analytics Inc.
HMNY
+$1M
3
EVRG icon
Evergy
EVRG
+$977K
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$689K
5
IBM icon
IBM
IBM
+$679K

Top Sells

Rank Stock Value
1
UVXY icon
ProShares Ultra VIX Short-Term Futures ETF
UVXY
+$805K
2
SH icon
ProShares Short S&P500
SH
+$509K
3
AMC icon
AMC Entertainment Holdings
AMC
+$502K
4
GIS icon
General Mills
GIS
+$502K
5
GLD icon
SPDR Gold Trust
GLD
+$449K

Sector Composition

Rank Sector Weight
1 Technology 14.98%
2 Financials 9.99%
3 Communication Services 8.7%
4 Healthcare 8.15%
5 Industrials 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISD
851
PGIM High Yield Bond Fund
ISD
$414M
$77K 0.01%
5,466
-288
-5% -$4.06K
OTTR icon
852
Otter Tail
OTTR
$3.81B
$77K 0.01%
1,600
– –
WBD icon
853
Warner Bros
WBD
$64.3B
$77K 0.01%
2,403
– –
XHE icon
854
State Street SPDR S&P Health Care Equipment ETF
XHE
$162M
$77K 0.01%
877
+480
+121% +$40.1K
SGEN
855
DELISTED
Seagen Inc. Common Stock
SGEN
$77K 0.01%
1,000
– –
ASIX icon
856
AdvanSix
ASIX
$542M
$76K 0.01%
2,225
– –
LLL
857
DELISTED
L3 Technologies, Inc.
LLL
$76K 0.01%
359
+14
+4% +$2.92K
XLP icon
858
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$75K 0.01%
1,393
– –
BIT icon
859
BlackRock Multi-Sector Income Trust
BIT
$692M
$74K 0.01%
4,402
– –
KNX icon
860
Knight Transportation
KNX
$11.5B
$74K 0.01%
2,150
+1,400
+187% +$49K
PTC icon
861
PTC
PTC
$15.3B
$74K 0.01%
700
+100
+17% +$9.77K
OCSI
862
DELISTED
Oaktree Strategic Income Corporation
OCSI
$74K 0.01%
8,500
– –
EEFT icon
863
Euronet Worldwide
EEFT
$3.19B
$73K 0.01%
730
-40
-5% -$3.77K
XLB icon
864
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$73K 0.01%
2,536
– –
DATA
865
DELISTED
Tableau Software, Inc.
DATA
$73K 0.01%
650
+250
+63% +$27K
EVJ
866
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$73K 0.01%
6,400
– –
AVNS
867
DELISTED
Avanos Medical
AVNS
$72K 0.01%
+1,048
New +$67.4K
CRON
868
Cronos Group
CRON
$1.07B
$72K 0.01%
6,495
+2,559
+65% +$21.7K
FV icon
869
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
$72K 0.01%
2,330
-210
-8% -$6.47K
FXU icon
870
First Trust Utilities AlphaDEX Fund
FXU
$826M
$72K 0.01%
2,602
– –
ONEQ icon
871
Fidelity Nasdaq Composite Index ETF
ONEQ
$9.97B
$72K 0.01%
2,280
-260
-10% -$8.04K
RSPG icon
872
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$553M
$72K 0.01%
1,162
– –
PDCO
873
DELISTED
Patterson Companies, Inc.
PDCO
$72K 0.01%
2,959
+1,680
+131% +$39.8K
FTCS icon
874
First Trust Capital Strength ETF
FTCS
$8.05B
$71K 0.01%
1,291
– –
PHO icon
875
Invesco Water Resources ETF
PHO
$2.03B
$71K 0.01%
2,221
– –
33 34
35
36 37

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AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, SeaCrest Wealth Management held 2,418 positions worth $591M, up 6.5% from $555M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

SeaCrest Wealth Management's Q3 2018 filing shows 133 new, 567 increased, 500 reduced and 73 closed positions. Its largest new stake was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K. The largest sale was ProShares Ultra VIX Short-Term Futures ETF, an estimated $805K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Communication Services.

  • SeaCrest Wealth Management's largest Q3 2018 buy was Helios and Matheson Analytics Inc.: 100,004 shares worth $2K.
  • SeaCrest Wealth Management added most to Apple in Q3 2018, an estimated $1.12M increase.
  • SeaCrest Wealth Management's biggest Q3 2018 reduction was ProShares Short S&P500, cutting an estimated $509K.
  • SeaCrest Wealth Management fully exited ProShares Ultra VIX Short-Term Futures ETF in Q3 2018, selling an estimated $805K.
  • SeaCrest Wealth Management's ten largest holdings make up 18% of its $591M portfolio in Q3 2018.
  • SeaCrest Wealth Management opened 133 new positions and closed 73 in Q3 2018.
  • SeaCrest Wealth Management's portfolio value rose 6.5% quarter-over-quarter to $591M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2018, filed 14 Nov 2018.