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SWM

SeaCrest Wealth Management Portfolio holdings

AUM $903M
1-Year Est. Return 47.26%
This Fund
S&P 500
This Quarter Est. Return
+12.56%
1 Year Est. Return
+47.26%
3 Year Est. Return
+141.83%
5 Year Est. Return
+177.26%
10 Year Est. Return
–
AUM
$948M
AUM Growth
+$27.1M
Cap. Flow
-$79.6M
Cap. Flow %
-8.39%
Top 10 Hldgs %
32.7%
Holding
684
New
67
Increased
174
Reduced
356
Closed
56

Top Buys

Rank Stock Value
1
PSLV icon
Sprott Physical Silver Trust
PSLV
+$2.24M
2
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.64M
3
UJUL icon
Innovator US Equity Ultra Buffer ETF July
UJUL
+$1.2M
4
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$903K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$811K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$21.5M
2
AAPL icon
Apple
AAPL
+$4.68M
3
PLTR icon
Palantir
PLTR
+$4.6M
4
MSFT icon
Microsoft
MSFT
+$4.01M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 24.79%
2 Communication Services 10.97%
3 Financials 7.34%
4 Industrials 5.17%
5 Consumer Discretionary 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
51
AbbVie
ABBV
$465B
$3.29M 0.35%
14,240
-2,696
-16% -$549K
VTV icon
52
Vanguard Morningstar Value ETF
VTV
$188B
$3.21M 0.34%
17,156
+676
+4% +$122K
PEP icon
53
PepsiCo
PEP
$196B
$3.2M 0.34%
23,082
-1,105
-5% -$158K
NMAY
54
Innovator Growth-100 Power Buffer ETF - May
NMAY
$61.4M
$3.13M 0.33%
114,325
-5,660
-5% -$152K
XLK icon
55
State Street Technology Select Sector SPDR ETF
XLK
$109B
$3.02M 0.32%
20,804
-886
-4% -$117K
SCHD icon
56
Schwab US Dividend Equity ETF
SCHD
$104B
$3.02M 0.32%
111,112
-1,725
-2% -$47.1K
VO icon
57
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$2.95M 0.31%
39,964
+4,392
+12% +$315K
MLPX icon
58
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$2.9M 0.31%
46,716
-2,889
-6% -$177K
NOW icon
59
ServiceNow
NOW
$120B
$2.85M 0.3%
15,560
-220
-1% -$41.1K
PM icon
60
Philip Morris
PM
$309B
$2.81M 0.3%
18,120
-1,355
-7% -$228K
RKLB icon
61
Rocket Lab Corp
RKLB
$36.6B
$2.8M 0.3%
42,867
-27,622
-39% -$1.25M
IBM icon
62
IBM
IBM
$213B
$2.75M 0.29%
9,493
-1,991
-17% -$521K
SCHM icon
63
Schwab US Mid-Cap ETF
SCHM
$14.2B
$2.72M 0.29%
90,535
+281
+0.3% +$8.18K
TRFM icon
64
AAM Transformers ETF
TRFM
$233M
$2.7M 0.29%
53,904
+48
+0.1% +$2.16K
ANET icon
65
Arista Networks
ANET
$199B
$2.69M 0.28%
17,076
-1,856
-10% -$239K
SCHA icon
66
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$2.64M 0.28%
93,446
-3,901
-4% -$104K
LRCX icon
67
Lam Research
LRCX
$316B
$2.64M 0.28%
18,491
-14,959
-45% -$1.58M
PG icon
68
Procter & Gamble
PG
$340B
$2.63M 0.28%
17,438
-2,504
-13% -$391K
VEA icon
69
Vanguard FTSE Developed Markets ETF
VEA
$223B
$2.53M 0.27%
41,545
-8,105
-16% -$472K
XLU icon
70
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$2.5M 0.26%
55,058
-8,432
-13% -$357K
SMH icon
71
VanEck Semiconductor ETF
SMH
$60.8B
$2.49M 0.26%
7,204
+594
+9% +$176K
AMD icon
72
Advanced Micro Devices
AMD
$700B
$2.48M 0.26%
10,509
-9,218
-47% -$1.49M
WMT icon
73
Walmart Inc
WMT
$909B
$2.45M 0.26%
23,826
-23,898
-50% -$2.38M
DBEF icon
74
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.1B
$2.41M 0.25%
50,551
+4,230
+9% +$191K
IVV icon
75
iShares Core S&P 500 ETF
IVV
$858B
$2.39M 0.25%
3,540
+21
+0.6% +$13.5K
1 2
3
4 5

Similar funds

AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
OCA
Octagon Capital Advisors New York $904M AUM 737.04% 1-Year Est. Return
AOWM
Asset One Wealth Management Bellevue, Washington $904M AUM
SWM
Sendero Wealth Management San Antonio, Texas $904M AUM 22.78% 1-Year Est. Return
EI
EnCap Investments Houston, Texas $905M AUM
PIP
Permian Investment Partners Dallas, Texas $905M AUM 13.43% 1-Year Est. Return
PC
Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

SeaCrest Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, SeaCrest Wealth Management held 684 positions worth $948M, up 2.9% from $921M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

SeaCrest Wealth Management withdrew a net $79.6M in Q3 2025, closing 56 positions and reducing 356 holdings. Its most notable exit was GE HealthCare, an estimated $1.02M position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Communication Services and Financials.

Against the trend, SeaCrest Wealth Management opened a new position in iPath Series B S&P 500 VIX Short-Term Futures ETN worth $1.38M.

  • SeaCrest Wealth Management's largest Q3 2025 buy was iPath Series B S&P 500 VIX Short-Term Futures ETN: 41,527 shares worth $1.38M.
  • SeaCrest Wealth Management added most to Sprott Physical Silver Trust in Q3 2025, an estimated $2.24M increase.
  • SeaCrest Wealth Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $21.5M.
  • SeaCrest Wealth Management fully exited GE HealthCare in Q3 2025, selling an estimated $1.02M.
  • SeaCrest Wealth Management's ten largest holdings make up 33% of its $948M portfolio in Q3 2025.
  • SeaCrest Wealth Management opened 67 new positions and closed 56 in Q3 2025.
  • SeaCrest Wealth Management's portfolio value rose 2.9% quarter-over-quarter to $948M.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.